November
11, 2016
PR No. 158/2016
Order in the matter of CapitalVia Global Research Limited
Shri S. Raman, Whole Time Member, Securities and Exchange Board of India (SEBI), has passed an interim order
cum show cause notice dated November 11, 2016 under sections 11(1), 11B and 11D of SEBI Act, 1992 against
CapitalVia Global Research Limited (SEBI registered investment adviser bearing registration no. INA200001512)
and its directors viz. Mr. Kiran Ravindra Kumar Choudhary, Mr. Rohit Gadia, and Mr. Anshul Mansingka.
CapitalVia Global Research Limited and its directors have been directed:
- not to solicit or undertake any fresh advisory business with immediate effect till further directions.
- to redress the grievances received and to comply with all provisions of IA Regulations and submit a
compliance report to SEBI within three (3) months from the date of receipt of this order.
Mumbai
November 11, 2016
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For full copy of order against ANSHUL MANSINGKA, click here.
For full copy of order against CAPITALVIA GLOBAL RESEARCH LTD., click here.
For full copy of order against KIRAN RAVINDRA KUMAR CHOUDHARY, click here.
For full copy of order against ROHIT GADIA, click here.
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