May 30, 2016
PR No. 105/2016

Order in the matter of Mr. Anirudh Sethi

Shri S Raman, Whole Time Member, Securities and Exchange Board of India (SEBI), has passed an Interim order cum show cause notice dated May 26, 2016 in the matter of Mr. Anirudh Sethi.
 
Mr. Anirudh Sethi has been directed to cease and desist from acting as an investment advisor or research analyst and cease to solicit or undertake such activities or any other activities in the securities market, directly or indirectly, in any matter whatsoever. Further, he has been directed not to divert any funds raised from investors, kept in bank account(s) and/or in his custody.
 
He has further been directed to immediately withdraw and remove all advertisements, representations, literatures, brochures, materials, publications, documents, websites, etc. in relation to his investment advisory and research analyst activity or any unregistered activity in the securities market.
 
Mr. Anirudh Sethi was providing investment advisory services and research analyst services without obtaining registration from SEBI which is in violation of the provisions of SEBI (Investment Advisers) Regulations, 2013 and SEBI (Research Analysts) Regulations, 2014.

Mumbai
May 30, 2016

For full copy of order against ANIRUDH P.SETHI, click here.

For full copy of order against ANIRUDH P.SETHI, click here.

For full copy of order against STOCK MARKET NAVIGATOR (SMN), click here.

For full copy of order against STOCK MARKET NAVIGATOR (SMN), click here.