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January 07, 2016
PR No. 004/2016
Order in the matter of dealings by Mr. Avinash Krishnaji Dixit (PAN: AEXPD8128H), Proprietor, Max
Investments and Financial Services,sub broker with SEBI Registration Nos. INS233470710 (from April
03, 2007 to March 23, 2009 at NSE) and INS013073916 (November 06, 2006 to November 11, 2008 at
BSE)
- Shri S. Raman, Whole Time Member, SEBI, passed an Order dated December 31, 2015, against Mr. Avinash
Krishnaji Dixit, Proprietor, Max Investments and Financial Services, sub broker with SEBI Registration Nos.
INS233470710 (from April 03, 2007 to March 23, 2009 at NSE) and INS013073916 (November 06, 2006 to
November 11, 2008 at BSE) affiliated to the Stock Broker, India Infoline Limited. In the said order, SEBI has
restrained Mr. Avinash Dixit, from accessing the capital market and also prohibited him from buying, selling or
otherwise dealing in the securities market, directly or indirectly for a period of 5 (Five) years for indulging in
activities such as acceptance of cash from its clients, mis utilization of demand drafts of clients and
unauthorized trades, etc.
- The full text of the order is available on the website: www.sebi.gov.in
Mumbai
January 07, 2016 |
For full copy of order against AVINASH KRISHNAJI DIXIT, click here.
For full copy of order against AVINASH KRISHNAJI DIXIT, click here.
For full copy of order against MAX INVESTMENTS & FINANCIAL SERVICES, click here.
For full copy of order against MAX INVESTMENTS & FINANCIAL SERVICES, click here.
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