December 10, 2014
PR No. 163/2014

Ex-parte order in the matter of Unicon Capital Services Pvt. Ltd

Shri Rajeev Kumar Agarwal, Whole Time Member, SEBI, has passed an order dated December 08, 2014, restraining Unicon Capital Services Pvt. Ltd., its directors namely, Mr. Gajendra Nagpal and Mr. Ram Mohan Gupta and its two key management personnel namely, Mr. Pawan Dhanuka and Mr. Pritam Pandya from accessing the securities market and further prohibiting them from buying, selling or dealing in securities market, either directly or indirectly or being associated with the securities market in any manner whatsoever, with immediate effect, till further directions, for having failed to act in accordance with the requirements of the SEBI Act, 1992, the SEBI (Merchant Bankers) Regulations, 1992, the SEBI (ICDR) Regulations 2009 and SEBI circular dated January 4, 2005.
 
The order has come into force with immediate effect.

 
Mumbai
 
December 10, 2014

For full copy of order against PAWAN DHANUKA, click here.

For full copy of order against PRITAM PANDYA, click here.

For full copy of order against RAM MOHAN GUPTA, click here.

For full copy of order against UNICON CAPITAL SERVICES PVT.LTD., click here.