April
23, 2014
PR No. 033/2014
Order in the matter of M/s Unique Consulting and Trading Pvt Ltd
Shri R. K. Agarwal, Whole Time Member, SEBI has passed an Ad interim ex-parte order on April 21, 2014 in the
matter of M/s. Unique Consulting and Trading Pvt Ltd.
M/s. Unique Consulting & Trading Private Limited (hereinafter referred to as "Unique Consulting”) a registered stock
broker of Madras Stock Exchange Limited with SEBI registration numbers INB041452138, and INF041452138 for
Cash and F&O segments, respectively and its Promoters/directors Mr.P.Shanmuga Ganesan, Mr.K.Mathan Kumar,
Ms.U.Indira and Ms.Janet Jenetha have been directed:-
(i) |
to restrain from accessing the securities market and further prohibit them from buying, selling or otherwise
dealing in securities, directly or indirectly, or being associated with the securities market in any manner; |
(ii) |
to cease and desist from undertaking the portfolio management activities or any unregistered activity in the
securities market, directly or indirectly, in any manner whatsoever; |
(iii) |
to immediately withdraw and remove all advertisements, representations, literatures, brochures, materials,
publications, documents, websites, etc. in relation to the portfolio management activities or any unregistered activity
in the securities market; |
(iv) |
and prohibited from mobilizing funds from its clients or other general investors or offering any portfolio
management activities, in whatever form. |
Mumbai
April 23, 2014
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For full copy of order against JANET JENETTHA, click here.
For full copy of order against K.MATHAN KUMAR, click here.
For full copy of order against P.SHANMUGA GANESAN, click here.
For full copy of order against U.INDIRA, click here.
For full copy of order against UNIQUE CONSULTING & TRADING PVT.LTD., click here.
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