January 06, 2014
PR No. 003/2014
ORDER AGAINST SWAN SECURITIES PRIVATE LIMITED, STOCK BROKER, NATIONAL STOCK
EXCHANGE OF INDIA LIMITED IN THE MATTER OF SWAN SECURITIES PRIVATE LIMITED
Shri Rajeev Kumar Agarwal, Whole Time Member, SEBI, has passedan orderdated Jan 03, 2014in the matter of
Swan Securities Private Limited suspending the certificate of registration of Swan Securities Private Limited, stock
broker, National Stock Exchange of India Limited having SEBI Registration number INB231123432 for a period of
six months.
The order shall come into effect immediately on expiry of 21 days from the date of the order.
Mumbai
January 06, 2014
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