PRESS RELEASE - SEBI

 December 04, 2009
PR No. 375/2009

Order against M/s. Subh Stock Broking Pvt. Ltd., Member, CSE

Dr. K. M. Abraham, Whole Time Member, SEBI, has passed an order dated November 27, 2009 imposing a penalty of suspension of the certificate of registration of M/s. Subh Stock Broking Pvt. Ltd., Member, Calcutta Stock Exchange Ltd. for a period of one month in respect of its dealings in the shares of M/s. Toplight Commercial Ltd. As the operation of the order of SEBI dated October 28, 2009 suspending the certificate of registration of the broker for a period of three months commenced with effect from November 19, 2009, the penalty ordered under this order shall run concurrently from the date of this order.


Mumbai

December 04, 2009

 


For full copy of order against SUBH STOCK BROKING PVT.LTD., click here.