November
04, 2009
PR No. 336/2009
Consent Order on the application submitted by Santosh Kumar Kejriwal Securities Pvt. Ltd.
A Panel consisting of Whole Time Members, SEBI, Shri M.S. Sahoo and Dr. K.M. Abraham has passed a consent order dated October 27, 2009 on the consent application submitted by Santosh Kumar Kejriwal Securities Pvt. Ltd. in accordance with SEBI Circular dated April 20, 2007 for consent orders, for violating the provisions of Regulation 4(2)(a), (e) and (o) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 and the Code of Conduct as stipulated under Regulation 7 of the SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992. The applicant has remitted a sum of Rs. 50,000/- (Rupees Fifty Thousand only) towards the terms of consent in the matter in addition to the suspension already undergone by the applicant from September 29, 2005 to August 11, 2008.
Mumbai
November 4, 2009
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