September
16, 2009 PR No. 292/2009
Order in the matter of M/s. Ashok Kumar K. Damani, Member, BSE
Dr. K.M. Abraham, Whole Time Member, SEBI has passed an order dated September 11, 2009 warning M/s. Ashok Kumar K. Damani, Member, Bombay Stock Exchange Limited, for the deviations observed from the provisions of the circulars that regulate functions of a stock broker as a registered intermediary of SEBI and also directed to strictly abide by laws, rules and regulations that govern dealings in the securities market.
Mumbai
September 16, 2009
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