August
25, 2009
PR No. 263/2009
Consent Order on the application submitted by Shri Kuldeep Rawat
A Panel consisting of Whole Time Members, SEBI, Shri M.S. Sahoo and Dr. K.M. Abraham has passed a consent order dated August 20, 2009 on the consent application submitted by Shri Kuldeep Rawat for violating the provisions of Regulation 4(2)(a) and 4(2)(e) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003. The applicant without admitting or denying guilt, has remitted a sum of Rs.25,000/- (Rupees Twenty Five Thousand only) towards settlement charges in the matter, along with voluntary debarment from buying, selling or dealing in the securities market in any manner whatsoever, whether directly or indirectly, for a period of two months from August 24, 2009.
Mumbai
August 25, 2009
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