August 07, 2009
PR No. 250/2009
Order against M/s. Consortium Securities Private Limited, Member, NSE
Dr. K. M. Abraham, Whole Time Member, SEBI vide order dated July 31, 2009, has censured M/s. Consortium Securities Private Limited, Member, National Stock Exchange, for the deviations observed from the provisions of SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 and the circulars which regulate its function as a registered intermediary of SEBI. The said stock broker has been further directed to strictly abide by laws, rules and regulations which govern dealings in the securities market.
Mumbai
August 07, 2009
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