June 26, 2009 
PR No. 209/2009

Order against M/s. Neelam Bhatia & Co., Member,Ludhiana Stock Exchange Limited

Dr. K. M. Abraham, Whole Time Member, SEBI vide order dated June 24, 2009, has warned M/s. Neelam Bhatia & Co., Member, Ludhiana Stock Exchange(LSE), for the deviations observed herein from the provisions of SEBI (Prohibition of Insider Trading) Regulations, 1992, SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 and the circulars which regulate its function as a registered intermediary of SEBI. The said stock broker has been further directed to strictly abide by laws, rules and regulations which govern dealings in the securities market.


June 26, 2009


For full copy of order against NEELAM BHATIA & CO., click here.