February 25, 2008
PR No. 068/2008

Certificate of registration of 9 stock brokers, cancelled

Shri V.K.Chopra, Whole Time Member, SEBI has passed an order dated January 17, 2008 cancelling the certificate of registration of the following Stock Brokers of Cochin Stock Exchange:
  

Sr. No.	Name of Broker	SEBI Registration No.
1	P.G.Abraham Tharakan	INB090270217
2	P.V.Uthuppachan	INB090276710
3	Dr.Manmohan Sharma	INB090301216
4	Sathish Nayak V.V.	INB090281617
5	Jaya K.J.	INB090275418
6	Asha Ashok	INB090275819
7	George I Melethe	INB090521911
8	Alice Kuruvila	INB090967611
9	Aryaman Financial Services Ltd.	INB091048232

The aforesaid Stock Brokers have failed to pay the required fees and have been declared defaulters by the Cochin Stock Exchange and consequently the brokers have ceased to be members of the said Exchange. These registrations have been cancelled in terms of the erstwhile Rule 4(a) of SEBI (Stock brokers) Rules, 1992 and the currently applicable Regulation 6A(1) of SEBI (Stock brokers and Sub-brokers) Regulations, 1992 and Sub-Regulations (5) and (6) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
 
The order has come into force with immediate effect.


Mumbai

February 25, 2008

For full copy of order against ALICE KURUVILLA, click here.

For full copy of order against ALICE KURUVILLA,M/S, click here.

For full copy of order against ARYAMAN FINANCIAL SERVICES LTD., click here.

For full copy of order against ASHA ASHOK, click here.

For full copy of order against ASOKA & CO., click here.

For full copy of order against GEORGE I.MELETHE, click here.

For full copy of order against JAYA K.J., click here.

For full copy of order against MANMOHAN SHARMA, click here.

For full copy of order against MANMOHAN SHARMA,M/S, click here.

For full copy of order against MELETHE I.,M/S, click here.

For full copy of order against P.G.ABRAHAM THARAKAN, click here.

For full copy of order against P.V.UTHUPPACHAN, click here.

For full copy of order against P.V.UTHUPPACHAN,M/S, click here.

For full copy of order against RATHANLAL ASSOCIATES, click here.

For full copy of order against RATHANLAL INVESTMENTS, click here.

For full copy of order against SATHISH NAYAK V.V., click here.

For full copy of order against THARAKAN & THARAKAN,M/S, click here.