April 02, 2007
PR No. 124/2007
Order against M/s. N.M.Lohia & Co. in the matter of
M/s. Global Stocks & Securities Ltd.
Shri G.Anantharaman, Whole Time Member, SEBI, has passed an order dated March 26, 2007, against M/s. N.M.Lohia & Co., Member of Calcutta Stock Exchange Association Ltd. (CSE) in respect of the irregular transactions in the shares of M/s. Global Stocks & Securities Ltd. imposing a major penalty of suspension of certificate of registration for a period of six months.
The order shall come into force immediately on the expiry of 21 days from the date of the order.
Mumbai
April 02, 2007
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