March 15, 2007
PR No. 95/2007
Certificates of Registration of 121 stock brokers, suspended
Shri V.K.Chopra, Whole Time Member, SEBI has passed an order dated March 07, 2007 suspending the certificates of registration of the following 121 stock brokers for a period of six months with immediate effect:
|
Sr.
No.
|
Name
of Broker
|
SEBI
Registration No.
|
Name
of Stock Exchange
|
|
1
|
P.S
Menon
|
INB090462420
|
Cochin
Stock Exchange
|
|
2
|
P.V.
Egnasious
|
INB090619619
|
Cochin
Stock Exchange
|
|
3
|
Paul
Abraham
|
INB090688610
|
Cochin
Stock Exchange
|
|
4
|
Paul
John M.
|
INB091199415
|
Cochin
Stock Exchange
|
|
5
|
Paul
Thaliath
|
INB090277210
|
Cochin
Stock Exchange
|
|
6
|
Pradeep
Maheshwari
|
INB090279619
|
Cochin
Stock Exchange
|
|
7
|
Rajan
M.C
|
INB090267915
|
Cochin
Stock Exchange
|
|
8
|
Rajesh
Kejariwal
|
INB090522411
|
Cochin
Stock Exchange
|
|
9
|
Raju
Kuruvilla
|
INB090291118
|
Cochin
Stock Exchange
|
|
10
|
Ratna
Kumari Ramachandran
|
INB090520538
|
Cochin
Stock Exchange
|
|
11
|
Ravinder
Singh
|
INB090271715
|
Cochin
Stock Exchange
|
|
12
|
Rita
Rajagopal
|
INB090275310
|
Cochin
Stock Exchange
|
|
13
|
Sadhana
Hiren Dand
|
INB090300814
|
Cochin
Stock Exchange
|
|
14
|
Sakthi
Fin Serv (
Cochin
)
Pvt Ltd
|
INB090470431
|
Cochin
Stock Exchange
|
|
15
|
Sasindra
Prasad R.K.
|
INB090620315
|
Cochin
Stock Exchange
|
|
16
|
Sethi
Jatinder Singh
|
INB090725515
|
Cochin
Stock Exchange
|
|
17
|
A.A.
Mathew
|
INB090291617
|
Cochin
Stock Exchange
|
|
18
|
Akshay
Kirty Agrawal
|
INB090688718
|
Cochin
Stock Exchange
|
|
19
|
Annie
Varghese
|
INB090279316
|
Cochin
Stock Exchange
|
|
20
|
Anto
M.L.
|
INB090293615
|
Cochin
Stock Exchange
|
|
21
|
Ashok
C. Shah
|
INB090301010
|
Cochin
Stock Exchange
|
|
22
|
B.Madhavan
Nair
|
INB090299414
|
Cochin
Stock Exchange
|
|
23
|
Babu
Mathew
|
INB090291813
|
Cochin
Stock Exchange
|
|
24
|
Beena
Mary George
|
INB090280912
|
Cochin
Stock Exchange
|
|
25
|
C.
Shyam Prasad Varma
Raja
|
INB090302910
|
Cochin
Stock Exchange
|
|
26
|
C.Krishnan
|
INB090550011
|
Cochin
Stock Exchange
|
|
27
|
C.P.
Mohan Babu
|
INB090520636
|
Cochin
Stock Exchange
|
|
28
|
Cdr.P.J.Mathew
|
INB090269815
|
Cochin
Stock Exchange
|
|
29
|
Cherian
Samuel
|
INB090270315
|
Cochin
Stock Exchange
|
|
30
|
Chhagan
Lal Jain
|
INB090688415
|
Cochin
Stock Exchange
|
|
31
|
Deepa
George
|
INB090270119
|
Cochin
Stock Exchange
|
|
32
|
Devasia
K.J
|
INB090276211
|
Cochin
Stock Exchange
|
|
33
|
Dilip
K. Shah
|
INB090302411
|
Cochin
Stock Exchange
|
|
34
|
Eapen
Vargis
|
INB090267210
|
Cochin
Stock Exchange
|
|
35
|
Eric
J. Rodrigues
|
INB090279218
|
Cochin
Stock Exchange
|
|
36
|
G.
Mohan Nath Pai
|
INB090285016
|
Cochin
Stock Exchange
|
|
37
|
George
Kanippilly
|
INB090275613
|
Cochin
Stock Exchange
|
|
38
|
Gijo
Valeth Kuriakose
|
INB090521715
|
Cochin
Stock Exchange
|
|
39
|
Gita
V.
|
INB090269717
|
Cochin
Stock Exchange
|
|
40
|
K.V.Janardhanan
|
INB091042219
|
Cochin
Stock Exchange
|
|
41
|
Kamini
Abraham
|
INB090294810
|
Cochin
Stock Exchange
|
|
42
|
Latha
Joseph
|
INB090267112
|
Cochin
Stock Exchange
|
|
43
|
Leela
Sukumaran
|
INB090270011
|
Cochin
Stock Exchange
|
|
44
|
M.
Nooman
|
INB090289717
|
Cochin
Stock Exchange
|
|
45
|
M.
Ramanathan
|
INB090521038
|
Cochin
Stock Exchange
|
|
46
|
M.C.
Abraham
|
INB090711519
|
Cochin
Stock Exchange
|
|
47
|
M.D.
Chacko
|
INB090725819
|
Cochin
Stock Exchange
|
|
48
|
M.I.
Isaac
|
INB090689717
|
Cochin
Stock Exchange
|
|
49
|
M.R.
Sankaran Namboodiri
|
INB090299218
|
Cochin
Stock Exchange
|
|
50
|
Manjri
M. Anjaria
|
INB090299316
|
Cochin
Stock Exchange
|
|
51
|
Mathew
J. Kattady.
|
INB090287915
|
Cochin
Stock Exchange
|
|
52
|
Mathew
P. Thomas
|
INB090725711
|
Cochin
Stock Exchange
|
|
53
|
Matto
Thomas
|
INB090266514
|
Cochin
Stock Exchange
|
|
54
|
Maya
Ramchandran
|
INB090521412
|
Cochin
Stock Exchange
|
|
55
|
Menons
Shares & Securities Pvt.Ltd.
|
INB090470039
|
Cochin
Stock Exchange
|
|
56
|
Mrs.
Indira P.K.
|
INB090786710
|
Cochin
Stock Exchange
|
|
57
|
Mrs.
Mariat Thomas
|
INB090689316
|
Cochin
Stock Exchange
|
|
58
|
Mukesh
Mohanlal Shah
|
INB090690217
|
Cochin
Stock Exchange
|
|
59
|
N.
S. Purushothaman
|
INB090300413
|
Cochin
Stock Exchange
|
|
60
|
N.
Venkataraman
|
INB090282019
|
Cochin
Stock Exchange
|
|
61
|
N.S.
Narayanaswamy
|
INB090300011
|
Cochin
Stock Exchange
|
|
62
|
P.
S. Nair
|
INB090522215
|
Cochin
Stock Exchange
|
|
63
|
P.G
Sebastian
|
INB090601911
|
Cochin
Stock Exchange
|
|
64
|
P.R.
Aravindakshan Nair
|
INB090294712
|
Cochin
Stock Exchange
|
|
65
|
Jacob
Thaliath
|
INB090277112
|
Cochin
Stock Exchange
|
|
66
|
James
Mattam
|
INB090619414
|
Cochin
Stock Exchange
|
|
67
|
Jitendra
M. Shah
|
INB090688816
|
Cochin
Stock Exchange
|
|
68
|
John
Zachariah
|
INB090619511
|
Cochin
Stock Exchange
|
|
69
|
Johnson
V. John
|
INB090553811
|
Cochin
Stock Exchange
|
|
70
|
Johny
K. I.
|
INB090286113
|
Cochin
Stock Exchange
|
|
71
|
Jose
Joseph
|
INB090292910
|
Cochin
Stock Exchange
|
|
72
|
Jose
Sebastian
|
INB090282313
|
Cochin
Stock Exchange
|
|
73
|
Jose
Thomas
|
INB090281911
|
Cochin
Stock Exchange
|
|
74
|
Joseph
Francis
|
INB090290618
|
Cochin
Stock Exchange
|
|
75
|
Joseph
Francis N.
|
INB090283116
|
Cochin
Stock Exchange
|
|
76
|
Joseph
G. Pulikkal
|
INB090294918
|
Cochin
Stock Exchange
|
|
77
|
Joseph
John
|
INB090292019
|
Cochin
Stock Exchange
|
|
78
|
Joy
P. Thomas
|
INB090289110
|
Cochin
Stock Exchange
|
|
79
|
Jyothi
Gopa Kumar
|
INB090296916
|
Cochin
Stock Exchange
|
|
80
|
Jyotiss
Capital Market Pvt. Ltd.
|
INB091014632
|
Cochin
Stock Exchange
|
|
81
|
K.
Kurian Joy
|
INB090779619
|
Cochin
Stock Exchange
|
|
82
|
K.Ajit
Varma.
|
INB090291412
|
Cochin
Stock Exchange
|
|
83
|
K.C.Menon
|
INB090273517
|
Cochin
Stock Exchange
|
|
84
|
K.K.
Pauly
|
INB090296612
|
Cochin
Stock Exchange
|
|
85
|
K.K.
Sebastian
|
INB090682518
|
Cochin
Stock Exchange
|
|
86
|
K.K.
Soma Pisharody
|
INB090281216
|
Cochin
Stock Exchange
|
|
87
|
K.K.
Thomas
|
INB090520333
|
Cochin
Stock Exchange
|
|
88
|
K.V.
Abraham
|
INB090620119
|
Cochin
Stock Exchange
|
|
89
|
K.V.
Chandrasekaran
|
INB090279511
|
Cochin
Stock Exchange
|
|
90
|
R.
Latha
|
INB041123119
|
Madras
Stock Exchange
|
|
91
|
Karthik
Share Broking Pvt.Ltd.
|
INB040959031
|
Madras
Stock Exchange
|
|
92
|
Ashok
Kumar Agarwala
|
INB130326712
|
Gauhati
Stock Exchange
|
|
93
|
Devendra
Kumar Gangwal
|
INB130328710
|
Gauhati
Stock Exchange
|
|
94
|
Moti
Lal Patwa
|
INB130333519
|
Gauhati
Stock Exchange
|
|
95
|
Aruna
Goyal
|
INB131140015
|
Gauhati
Stock Exchange
|
|
96
|
Sanjoy
Kumar Sarawgi
|
INB131057714
|
Gauhati
Stock Exchange
|
|
97
|
Shanti
Securities Pvt. Ltd.
|
INB131015731
|
Gauhati
Stock Exchange
|
|
98
|
Sunil
Kumar Saraf
|
INB130941717
|
Gauhati
Stock Exchange
|
|
99
|
Vijay
Kumar Jasrasaria
|
INB130968113
|
Gauhati
Stock Exchange
|
|
100
|
Atul
Manharlal Chokshi
|
INB020124619
|
Ahmedabad
Stock Exchange
|
|
101
|
Aaneri
Securities & Finance Pvt. Ltd.
|
INB020723736
|
Ahmedabad
Stock Exchange
|
|
102
|
Dhiren
Ratilal Shah
|
INB020111514
|
Ahmedabad
Stock Exchange
|
|
103
|
Hemant
Abhaykumar Jhaveri
|
INB020120917
|
Ahmedabad
Stock Exchange
|
|
104
|
H.L.Thakkar
Finance Pvt. Ltd.
|
INB021086336
|
Ahmedabad
Stock Exchange
|
|
105
|
Manek
Securities Pvt. Ltd.
|
INB020932238
|
Ahmedabad
Stock Exchange
|
|
106
|
Thacker
Bakul Babubhai
|
INB020547910
|
Ahmedabad
Stock Exchange
|
|
107
|
Manidhari
Sharefin Limited
|
INB020762835
|
Ahmedabad
Stock Exchange
|
|
108
|
Nareshchandra
Ratilal Parikh
|
INB020763013
|
Ahmedabad
Stock Exchange
|
|
109
|
Narpatchand
Dhingarmal Jain
|
INB020495011
|
Ahmedabad
Stock Exchange
|
|
110
|
Nilesh
Kalidas Shah
|
INB020115119
|
Ahmedabad
Stock Exchange
|
|
111
|
Nimish
Chinubhai Dalal
|
INB021151015
|
Ahmedabad
Stock Exchange
|
|
112
|
Prime
Finstock Ltd.
|
INB021094033
|
Ahmedabad
Stock Exchange
|
|
113
|
Promise
Finance Ltd.
|
INB021086138
|
Ahmedabad
Stock Exchange
|
|
114
|
Sanjay
Jayantilal Mehta
|
INB020496323
|
Ahmedabad
Stock Exchange
|
|
115
|
S.S.Securities
Ltd.
|
INB020918839
|
Ahmedabad
Stock Exchange
|
|
116
|
Nimi
Finvest Pvt. Ltd.
|
INB012209237
|
Ahmedabad
Stock Exchange
|
|
117
|
Ujala
Fijnstock Pvt. Limited
|
INB020849035
|
Ahmedabad
Stock Exchange
|
|
118
|
Volpak
Securities Pvt. Ltd.
|
INB020755431
|
Ahmedabad
Stock Exchange
|
|
119
|
Krishna
Stockequity
(P) Ltd.
|
INB020718731
|
Ahmedabad
Stock Exchange
|
|
120
|
Shah
Pantilal Jagabhai
|
INB020121417
|
Ahmedabad
Stock Exchange
|
|
121
|
Shah
Rasiklal Gambhirbhai
|
INB020123317
|
Ahmedabad
Stock Exchange
|
The aforesaid stock brokers have failed to pay the required fees and have thereby contravened the provisions of Regulation 10 read with Schedule III of the SEBI (Stock Broker and Sub-broker) Regulations, 1992. These registrations have been suspended for a period of six months in terms of Sub-Regulations (5) and (6) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
March 15, 2007
|