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November 14, 2006
PR No. 256/2006
Order in the matter of M/s. Home Trade Ltd.
Securities and Exchange Board of India (SEBI) has passed an order on November 14, 2006 suspending certificate of registration of M/s. Hexagon Capital Markets Limited, Member, Bangalore Stock Exchange Ltd. (BgSE), SEBI Registration No. INB081008934, for a period of fifteen days in the matter of M/s. Home Trade Ltd.
The penalty is imposed on the broker for not complying with the Code of Conduct norms and guidelines relating to Know Your Client norms. The certificate of registration of M/s. Hexagon Capital Markets Limited will be suspended from December 05, 2006 till December 19, 2006.
Mumbai
November 14, 2006 |
