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February 08, 2006
PR No.
88/2006
Orders in the matter of seven stock brokers Securities and Exchange Board of India (SEBI) has passed seven orders, against the following brokers:
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Sr.
No.
|
Name
of the broker
|
SEBI
Regn. No.
|
Exchange
|
Date
of order
|
Order
|
|
1
|
M/s.
ASL Capital
Holdings Pvt Ltd.
|
INB230921538
|
NSE
|
February
02, 2006
|
Caution
|
|
2
|
M/s.
Steel City Securities Limited
|
INB230806132
|
NSE
|
February
02, 2006
|
Censure
|
|
3
|
M/s.
Orbis Securities Ltd.
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INB230875632
|
NSE
|
February
02, 2006
|
Censure
|
|
4
|
M/s.
VSE Stock
Services Ltd.
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INB011076230
|
BSE
|
February
02, 2006
|
Censure
|
|
5
|
M/s.
Geojit
Securities Ltd.
|
INB010806736
|
BSE
|
February
02, 2006
|
Censure
|
|
6
|
M/s.
ISE Securities and Services Ltd.
|
INB231077737
|
NSE
|
February
02, 2006
|
Censure
|
|
7
|
M/s.
MPSE Securities Limited
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INB011102739
|
BSE
|
February
02, 2006
|
Censure
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The orders have been passed by Shri Madhukar, Whole Time Member, SEBI against the above mentioned brokers for violation of certain provisions of SEBI Act, 1992, SEBI Stock Brokers and Sub-brokers Rules and Regulations made thereunder, circulars issued from time to time etc.
Mumbai
February 08, 2006
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For full copy of order against ASL CAPITAL HOLDINGS PVT.LTD., click here.
For full copy of order against GEOJIT FINANCIAL SERVICES LTD., click here.
For full copy of order against INDIABULLS SECURITIES LTD., click here.
For full copy of order against ISE SECURITIES & SERVICES LTD., click here.
For full copy of order against MPSE SECURITIES LTD., click here.
For full copy of order against STEEL CITY SECURITIES LTD., click here.
For full copy of order against VSE STOCK SERVICES LTD., click here.
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