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January 25, 2006
PR No.
48/2006
Orders issued against two sub-brokers
Securities and Exchange Board of India (SEBI) has passed two orders against the following two sub-brokers:
|
Sr.
No.
|
Name
of the broker
|
SEBI
Regn. No.
|
Exchange
|
Date
of order
|
Order
|
|
1
|
M/s.
Aadya Stocks Pvt. Ltd.
|
INS010700339
|
BSE
|
January
13, 2006
|
Suspension-
Four months
|
|
2
|
M/s.
Patterson Co. Pvt. Ltd.
|
INS010762131
|
BSE
|
January
18, 2006
|
Censure
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*Sl. 1 - This order shall come into force after 21 days from the date of the order.
The orders have been passed by Shri Madhukar, Whole Time Member, SEBI against the above mentioned sub-brokers for violation of certain provisions of SEBI Act, 1992, SEBI Stock Brokers and Sub-brokers Rules and Regulations made thereunder, circulars issued from time to time etc.
Mumbai
January 25, 2006
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