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PRESS RELEASE - SEBI

January 23, 2006
PR No. 43/2006

Orders issued against 12 brokers / sub-brokers

Securities and Exchange Board of India (SEBI) has passed twelve (12) orders, against the following brokers/sub-brokers:
 

Sr. No.

Name of the broker

SEBI Regn. No.

Exchange

Date of order

Order

1

M/s. Arthbodh Shares & Investments Pvt. Ltd.

INB110969232

PSE

January 13, 2006

Warning

2

M/s. Growever Investments Pvt. Ltd.

INB110780838

PSE

January 13, 2006

Warning

3

M/s. Joindre Capital Services Ltd.

INB011107555

BSE

January 13, 2006

Warning

4

M/s. PRB Securities Pvt. Ltd.

INB230778531

NSE

January 13, 2006

Censure

5

M/s. Victory Portfolio Ltd.

INB230781930

NSE

January 13, 2006

Warning

6

M/s. Kaynet Finance Ltd.

INB230673830

NSE

January 13, 2006

Warning

7

M/s. Ashok Kumar Kishorilal Damani

INB230001119

NSE

January 13, 2006

Warning

8

Shri Mukesh K. Mehta

INS010728819

BSE

January 13, 2006

Warning

9

M/s. Shital Securities Pvt. Ltd.

INS010597131

BSE

January 13, 2006

Warning

10

M/s. V.P. Securities and Investment Pvt. Ltd.

INS010765936

BSE

January 13, 2006

Warning

11

Shri Rajesh N Jhaveri

INS010949811

BSE

January 16, 2006

Censure

*12

M/s. S R Agarwal & Co.

INS010596117

BSE

January 17, 2006

Suspen-sion - Six months

* Sl.12 � This order shall come into force after 21 days from the date of the order.


The orders have been passed by Shri Madhukar, Whole Time Member, SEBI against the above mentioned brokers/sub-brokers for violation of certain provisions of SEBI Act, 1992, SEBI Stock Brokers and Sub-brokers Rules and Regulations made thereunder, circulars issued from time to time etc.
 
 
Mumbai

January 23, 2006

 


For full copy of order against ARTHBODH SHARES & INVESTMENTS, click here.

For full copy of order against ASHOK KUMAR KISHORILAL DAMANI, click here.

For full copy of order against ASHOK KUMAR KISHORILAL DAMANI,M/S, click here.

For full copy of order against GROWEVER INVESTMENTS PVT.LTD., click here.

For full copy of order against JOINDRE CAPITAL SERVICES LTD., click here.

For full copy of order against KAYNET FINANCE LTD., click here.

For full copy of order against MUKESH K.MEHTA, click here.

For full copy of order against MUKESH K.MEHTA,M/S, click here.

For full copy of order against P R B SECURITIES PVT.LTD., click here.

For full copy of order against RAJESH N.JHAVERI,M/S, click here.

For full copy of order against RAJESH NANUBHAI JHAVERI, click here.

For full copy of order against S.R.AGARWAL & CO., click here.

For full copy of order against SHITAL SECURITIES PVT.LTD., click here.

For full copy of order against V.P.SECURITIES & INVESTMENT PVT.LTD., click here.

For full copy of order against VICTORY PORTFOLIO LTD., click here.

 
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