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For full copy of order against A.A.DOSHI SHARE & STOCK BROKERS LTD., click here.

For full copy of order against ATUL M.CHOKSHI,M/S, click here.

For full copy of order against ATUL MANHARLAL CHOKSHI, click here.

For full copy of order against MUKESH P.DOSHI, click here.

For full copy of order against MUKESH P.DOSHI,M/S, click here.

For full copy of order against RAJ OVERSEAS & FINANCE PVT.LTD., click here.

PRESS RELEASE - SEBI

January 03, 2006
PR No. 03/2006

SEBI issues warning to four brokers / sub-brokers

Securities and Exchange Board of India (SEBI) has passed orders dated December 28, 2005, warning M/s. Atul Manharlal Choksi (SEBI Regn. No. INB020124619), Member of Ahmedabad Stock Exchange, M/s. A. A. Doshi Share & Stock Brokers Ltd. (SEBI Regn. No. INB010639634), Member of Ahmedabad Stock Exchange, Shri Mukesh P. Doshi, a sub-broker affiliated to SKSE Securities Ltd. (SEBI Regn. No. INS010573819), Member of Bombay Stock Exchange Ltd., Mumbai and M/s. Raj Overseas & Finance Pvt. Ltd., a sub-broker affiliated to ISE Securities & Services Ltd. (SEBI Regn. No. INS230782836), Member of National Stock Exchange. 
 
These four orders have been passed by Shri Madhukar, Whole Time Member, SEBI against M/s. Atul Manharlal Choksi, M/s A. A. Doshi Share & Stock Brokers Ltd., Shri Mukesh P. Doshi and M/s Raj Overseas & Finance Pvt. Ltd. for certain irregularities in the issuance of contract notes, some procedural deficiencies in client registration forms, dealt with un-registered sub-broker, non segregation of client funds from own funds etc.
 
 
Mumbai
 
January 03, 2006

 
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