PRESS RELEASE - SEBI

September 28, 2005
PR No. 123/2005

Warning issued to M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd.

Member, BSE Ltd.

Securities and Exchange Board of India (SEBI) has passed an order dated September 23, 2005, warning M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd. (SEBI Reg. No. INB010979830), Member, Bombay Stock Exchange Ltd., Mumbai. 

The order has been passed by Shri Madhukar, Whole Time Member, SEBI against M/s. Sykes & Ray Equities (Mumbai) Pvt. Ltd. for issuing contract notes not bearing pre-printed serial numbers, delay in the delivery of contract notes, dealing with unregistered sub-brokers etc.
 
 
Mumbai

September 28, 2005


For full copy of order against SYKES & RAY EQUITIES (MUMBAI) PVT.LTD., click here.