PRESS RELEASE - SEBI
|
|
February 24, 2005
PR No.
46/2005
SEBI directs UPSE to suspend 14 stock brokers
Securities and Exchange Board of India (SEBI) has passed an order dated February 18, 2005 directing Uttar Pradesh Stock Exchange Association (UPSE) to suspend the following fourteen (14) stock brokers, for the period indicated against their names, for carrying out illegal and unauthorised carry forward transactions at the
UPSE:
|
Sr.
No.
|
Name
of the Broker
|
SEBI
Registration No.
|
Suspension
for period of
|
|
1.
|
Navin
Securities Pvt. Ltd
|
INB101023936
|
1
year
|
|
2.
|
Ajay
Securities Pvt. Ltd.
|
INB101023332
|
1
year
|
|
3.
|
Rajratan
Financial Services
Pvt. Ltd.
|
INB101027739
|
1
year
|
|
4.
|
S
K Jindal Share Brokers Pvt.
Ltd
|
INB101000135
|
1
year
|
|
5.
|
Pradeep
K Bansal
|
INB100859813
|
1
year
|
|
6.
|
Apoorva
Securities Pvt. Ltd.
|
INB101022631
|
1
year
|
|
7.
|
Mayank
Goel
|
INB100949118
|
1
year
|
|
8.
|
Sunil
Kumar Gupta
|
INB100377913
|
1
year
|
|
9.
|
Prashant
Jain
|
INB100831018
|
3
years
|
|
10.
|
Sandeep
Mittal & Company
|
INB100830812
|
3
years
|
|
11.
|
Manjeet
Singh Sethi
|
INB100517012
|
3
years
|
|
12.
|
Deepak
Kumar Agarwal
|
INB100348119
|
3
years
|
|
13.
|
Hanupriye
Securities Pvt. Ltd.
|
INB101146935
|
3
years
|
|
14.
|
Vinod
Kumar
|
INB100694710
|
3
years
|
The order has been passed by SEBI against the aforesaid fourteen (14) stockbrokers as it was found that they were carrying out illegal and unauthorised carry forward transactions at the UPSE. This order shall come in to effect from March 11, 2005. The aforesaid 14 stock brokers will not be entitled to carry on the business as stock brokers with effect from March 11, 2005.
Mumbai
February 24, 2005
|
For full copy of order against AJAY SECURITIES PVT.LTD., click here.
For full copy of order against APOORVA SECURITIES PVT.LTD., click here.
For full copy of order against C.M.SETHI, click here.
For full copy of order against DEEP KUMAR AGARWAL, click here.
For full copy of order against DEEP KUMAR AGARWAL,M/S, click here.
For full copy of order against HANUPRIYE SECURITIES PVT.LTD., click here.
For full copy of order against MANJEET SINGH SETHI, click here.
For full copy of order against MAYANK GOEL, click here.
For full copy of order against MAYANK GOEL,M/S, click here.
For full copy of order against NAVIN SECURITIES PVT.LTD., click here.
For full copy of order against PRADEEP KUMAR BANSAL, click here.
For full copy of order against PRADEEP KUMAR BANSAL,M/S, click here.
For full copy of order against PRASHANT JAIN, click here.
For full copy of order against PRASHANT JAIN,M/S, click here.
For full copy of order against RAJRATHAN FINANCIAL SERVICES PVT.LTD., click here.
For full copy of order against S.K.JINDAL SHARE BROKERS PVT.LTD., click here.
For full copy of order against SANDEEP MITTAL, click here.
For full copy of order against SANDEEP MITTAL & CO., click here.
For full copy of order against SUNIL BROS., click here.
For full copy of order against SUNIL KUMAR GUPTA, click here.
For full copy of order against VINOD & CO., click here.
For full copy of order against VINOD KUMAR GUPTA, click here.