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February 23, 2005
PR No.
43/2005
Registrations of twelve stock brokers of CoSE, cancelled
Securities and Exchange Board of India (SEBI) has passed orders dated February 16, 2005 cancelling the certificate of registrations of the following twelve stock brokers of Cochin Stock Exchange (CoSE) with immediate effect:
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Sr. No.
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Name of the broker
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SEBI Regn. No.
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1
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Arun Kumar
Trade name: Rohini Associates
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INB090550217
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2
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Mathew Kavalam
Trade name: Mathew Kavalam & Co.
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INB090280011
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3
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Assign Securities Investments (P) Ltd.
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INB090964632
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4
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C. P. Radhakrishnan
Trade name: Menon Sons
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INB090298415
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5
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R. R. Rajendra Menon
Trade name: Menon & Co.
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INB090285917
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6
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Shadowline Securities (P) Ltd.
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INB091042532
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7
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Susan Abraham
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INB090521519
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8
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Anthony Job
Trade name: A. Job & Co.
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INB090293018
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9
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Kesava Mallia
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INB090278317
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10
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Siby Mathew
Trade name: Siby Mathew & Co.
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INB090268718
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11
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Sunam Securities (P) Ltd.
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INB090966239
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12
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P. A. Thomas Tharakan
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INB090521314
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The aforesaid twelve stock brokers were declared defaulters by the Cochin Stock Exchange and ceased to be members of the Exchange. They have also failed in paying the fees to the board. They have, thus, failed to fulfill the pre-requisite conditions of registration as stock broker with SEBI. Their registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
February 23, 2005
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