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July 10, 2003
PR No. 169/2003
CANCELLATION OF REGISTRATION OF BROKER OF UPSE
The Securities and Exchange Board of India (SEBI) has cancelled the registration of the following Stock-Broker with effect from July 25, 2003.
| S.N. |
Broker |
Reg. No. |
Stock Exchange |
| 1. |
M/s Roop Chand Jain & Co. |
INB100371713 |
UPSE |
The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002
The said Stock-Broker was declared defaulter by the Stock Exchange and ceased to be member of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as Stock-Broker with SEBI.
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