Sub: Suspension of certificate of registration of M/s Surinder Securities Pvt. Ltd. member of Uttar Pradesh Stock Exchange

The Securities and Exchange Board of India (SEBI) has suspended the certificate of registration of M/s Surinder Securities Pvt. Ltd., member of Uttar Pradesh Stock Exchange (SEBI Reg. No. INB10933034) for a period of four months. The penalty is imposed for non issuance of contract notes, indulging in unauthorized carry forward transactions, non-maintenance of Client registration forms and agreement and non-segregation of clients’ funds and own funds

M/s Surinder Securities Pvt. Ltd, member of Uttar Pradesh Stock Exchange will not be entitled to carry on the business as a Stock Broker with effect from June 03, 2003 till October 02, 2003.