Warning to Broker

Seconday Market Department

The Securities and Exchange Board of India (SEBI) has warned ASE Capital Markets Ltd., member of Bombay Stock Exchange (SEBI Reg. No INB 011107431) for dealing with un-registered sub brokers. 

The warning has been served in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Rules & Regulations, 1992.