Warning to Broker

Seconday Market Department

The Securities and Exchange Board of India (SEBI) has warned Shri Banwarilal Goenka (Trade Name: M/s Basdeo Goenka), member of Calcutta Stock Exchange (SEBI Reg. No INB030037712) for non-maintenance of separate client account and not reporting off-the-floor transactions to the Stock Exchange 

The warning has been served in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Rules & Regulations, 1992.