WARNING TO THE BROKER

The Securities and Exchange Board of India (SEBI) has warned M/s Sanjay Capital Services Pvt. Ltd., member of Delhi Stock Exchange (SEBI Reg. No. INB051002437) for not maintaining proper Document Register, deficiencies in issuance of contract note, not maintaining proper segregation between clients' funds and own funds, not maintaining complete client database, not reporting off the floor transactions to the Stock Exchange, late submission of audit report to the Stock Exchange. 

The warning has been served in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Rules & Regulations, 1992.