July 07, 1999
PR No. 145/1999
Suspension of member from Guahati Stock Exchange - Manoj Harlalka
(M/s.S.M. Investment)
Secondary Market Department
The Securities and Exchange Board of India (SEBI) has suspended Shri Manoj Harlalka (M/s S. M. Investment), member of Gauhati Stock Exchange (SEBI Reg. No. INB 130334411) for six months or till such time the broker comes forward before SEBI for the inspection of books of accounts, whichever is later. He has been suspended in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 for failing to furnish books of accounts and other documents for inspection to the SEBI Inspecting Team.
Shri Manoj Harlalka, member of Gauhati Stock Exchange will not be entitled to carry on the business as a Stock Broker with effect from June 29, 1999 till December 28, 1999 or till such time he comes forward before SEBI for the inspection of books of accounts, whichever is later.
SMD
July 6, 1999
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