November 18, 1998
PR No. 314/1998

Suspension of Shri Dilip Kumar Gupta, 
Member of Uttar Pradesh Stock Exchange 

Secondary Market Dept. 



Text

In continuance to the order passed by The Securities and Exchange Board of India (SEBI) regarding suspension of Shri Dilip Kumar Gupta, member of Uttar Pradesh Stock Exchange (SEBI Reg. No. INB 100349314) for a period of three months, he will not be entitled to carry on the business as a Stock Broker with effect from December 01, 1998 till February 28, 1999 instead of November 19, 1998 till February 18, 1999. 
 
 
SMD 
 
November 18, 1998

November 16, 1998
PR No. 306/1998

SUSPENSION OF SHRI DILIP KUMAR GUPTA 
MEMBER, UTTAR PRADESH STOCK EXCHANGE 

SECONDARY MARKET DEPARTMENT 


TEXT

The Securities and Exchange Board of India (SEBI) has suspended Shri Dilip Kumar Gupta, member of Uttar Pradesh Stock Exchange (SEBI Reg. No. INB 100349314) for a period of three months. He has been suspended in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 for non-maintenance of chopries (basic document of trades), non-segregation of clients funds from own funds, non-reporting of off-the-floor transactions and indulging in carry forward transactions which is not permitted in UP Stock Exchange. 

Shri Dilip Kumar Gupta, member of Uttar Pradesh Stock Exchange will not be entitled to carry on the business as a Stock Broker with effect from November 19, 1998 till February 18, 1999. 

SMD 
November 16, 1998