June 18, 1998
PR No. 154/1998

Warning issued to M/s Sree Swayambu Stocks& Shares

Member, Bangalore Stock Exchange

SECONDARY MARKET Dept.

TEXT

The Securities and Exchange Board of India (SEBI) has warned M/s Sree Swayambu Stocks & Shares (SEBI RGN. No.INB080170512), member of Bangalore Stock Exchange for not maintaining Books of Accounts as per SEBI Regulations, not issuing contract notes in �Form B� while dealing as principal, non-segregation of clients� funds and not reporting off the floor transactions to the Stock Exchange. 

The warning has been served in terms of Sub-Regulation (3) of Regulation 29 of SEBI (Stock Brokers and Sub-Brokers) Rules & Regulations, 1992.