SR NO
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ORDERS UNDER REGULATION 29(3) OF THE SEBI (STOCK BROKERS &
SUB-BROKERS) REGULATIONS, 1992 IN CASE OF:
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PENALTY
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1
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M/s. Mangal Jain
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Cancellation
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2
|
M/s. Pratik Investments
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Suspension of Registration for a period of one year
|
3
|
M/s. Janhavi Securities (P) Ltd.
|
Suspension of Registration for a period of one year
|
4
|
M/s. H. A. Shah
|
Suspension of Registration for a period of three months
|
5
|
M/s. Bindu Patni
|
Suspension of Registration for a period of three months
|
6
|
M/s. Elite Securities
|
Suspension of Registration for a period of three months
|
7
|
M/s. RBM Investments
|
Suspension of Registration for a period of three months
|
8
|
M/s. Mayfair Investment & Consultancy Services
|
Suspension of Registration for a period of three months
|
9
|
M/s. Rajesh A. Parikh
|
Suspension of Registration for a period of three months
|
10
|
M/s. Clever Investment & Securities Pvt. Ltd.
|
Suspension of Registration for a period of three months
|
11
|
M/s. S. T. Shah
|
Suspension of Registration for a period of three months
|
12
|
M/s. Rachna Consultants
|
Suspension of Registration for a period of three months
|
13
|
M/s. Kunal Securities Pvt. Ltd.
|
Suspension of Registration for a period of three months
|
14
|
M/s. Prabodh Arthwardhini Pvt. Ltd.
|
Suspension of Registration for a period of three months
|
15
|
M/s. Paresh Mehta
|
Suspension of Registration for a period of three months
|
16
|
M/s. Vardi Rathod
|
Suspension of Registration for a period of three months
|
17
|
M/s. Jitendra Wagh
|
Suspension of Registration for a period of three months
|
18
|
M/s. Rajesh Kasat
|
Suspension of Registration for a period of three months
|
19
|
M/s. Rajendra Daga
|
Warning
|
20
|
M/s. Mayur Investments
|
Warning
|
21
|
M/s. Bhojwani Securities
|
Warning
|
22
|
M/s. J. P. Surana
|
Warning
|
23
|
M/s. Devi Investments
|
Warning
|