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Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : NSE CLEARING LTD.
PERIOD COVERED : 19-SEP-2013 TO 09-SEP-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ALL STOCK BROKERS

S.No. ENTITY DIRECTORS/ PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person KSBL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-MAR-2020

03-MAR-2020
42
History of entity/person LFS BROKING PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

07-AUG-2023
43
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

17-MAY-2017
44
History of entity/person MANOJ JAVERI STOCK BROKING PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-MAY-2017

17-MAY-2017
45
History of entity/person MAXGROWTH CAPITAL PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-OCT-2024

24-OCT-2024
46
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-SEP-2020

16-SEP-2020
47
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

24-AUG-2018
48
History of entity/person MOONGIPA INVESTMENTS LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
49
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

28-JAN-2022 		nse vide its circular dated 28/08/2023 restored the trading rights of member in all segments of the exchange with effect from 29/08/2023
50
History of entity/person ORION CAPITAL & DEBT MARKET  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-NOV-2015

09-NOV-2015
51
History of entity/person PARSOLI CORP.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-SEP-2013

19-SEP-2013
52
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-AUG-2018

13-AUG-2018
53
History of entity/person PRIME BROKING CO.(INDIA) LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 07-MAR-2014

07-MAR-2014
54
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

30-APR-2020
55
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.  
  NOT AVAILABLE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

05-NOV-2019
56
History of entity/person RAJANARAYAN CAPITAL MARKETS SERVICES LTD.  
  TERMINATED FROM MEMBERSHIP   CEASED TO BE MEMBERSHIP

24-MAY-2018
57
History of entity/person RDQ STOCK BROKING PVT.LTD.  
  EXPELLED BY OTHER STOCK EXCHANGE   CEASED TO BE MEMBERSHIP

10-AUG-2023
58
History of entity/person REFLECTION INVESTMENTS  
  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-MAR-2021

15-MAR-2021
59
History of entity/person ROYAL INTERNATIONAL SHARES PVT.LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
60
History of entity/person SAI SOFT SECURITIES LTD.  
  EXPELLED FROM MEMBERSHIP   DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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