| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
NISHANT AGARWAL
(M.No.:437469)
|
|
|
|
AMIT S.AGARWAL & CO.
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (8) AND (9) OF PART I OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.25,000
30-MAY-2024
|
|
| 42 |
|
|
P.RAMALINGAM
(M.No.:019516)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 24-OCT-2024 TO 23-APR-2025
24-OCT-2024
|
|
| 43 |
|
|
PANDIA RAJAN R.
(M.No.:212861)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.20,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 31-JUL-2024 TO 30-SEP-2024
31-JUL-2024
|
|
| 44 |
|
|
PARAG GUPTA
(M.No.:505750)
|
|
|
|
PARAG GUPTA & ASSOCIATES
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REPRIMANDED
10-FEB-2026
|
|
| 45 |
|
|
PRASANTA BANDYOPADHYAY
(M.No.:052199)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REPRIMANDED
IMPOSED PENALTY RS.4,00,000
05-FEB-2026
|
|
| 46 |
|
|
PRAVEEN MURARKA
(M.No.:513907)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 08-FEB-2025 TO 07-MAY-2025
IMPOSED PENALTY RS.50,000
08-FEB-2025
|
|
| 47 |
|
|
RAHUL BANSAL
(M.No.:068619)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-FEB-2026 TO 04-AUG-2026
IMPOSED PENALTY RS.5,00,000
REPRIMANDED
05-FEB-2026
|
|
| 48 |
|
|
RAHUL CHILLAL
(M.No.:230503)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.20,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 31-JUL-2024 TO 30-SEP-2024
31-JUL-2024
|
|
| 49 |
|
|
RAHUL GUPTA
(M.No.:526079)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE AND ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
08-FEB-2025
|
|
| 50 |
|
|
RAJENDER ARORA
(M.No.:502649)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 51 |
|
|
RAJENDRA CHANDRA SHARMA
(M.No.:052029)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEMS (7) AND (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REPRIMANDED
20-AUG-2024
|
|
| 52 |
|
|
RAJESH KUMAR GUPTA
(M.No.:147453)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.50,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 12-NOV-2025 TO 11-MAY-2026
12-NOV-2025
|
|
| 53 |
|
|
RAM AWATAR DHOOT
(M.No.:054045)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 05-FEB-2026 TO 04-MAY-2026
REPRIMANDED
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 13/04/2026 DIRECTED MR.RAM AWATAR DHOOT TO INFORM THE APPELLANTS IN SR.NO.1 TO 36, 40 TO 42 AND FRESH APPEALS AS MENTIONED IN THE ORDER TO MAKE ALTERNATIVE ARRANGEMENT FOR APPEARANCE ON NEXT DATE OF HEARING
|
| 54 |
|
|
RAMESH KUMAR TAPADIA
(M.No.:053927)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.2,00,000
REPRIMANDED
22-DEC-2025
|
|
| 55 |
|
|
RANJIT KUMAR YADAV
(M.No.:525751)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 25-SEP-2024 TO 24-DEC-2024
25-SEP-2024
|
|
| 56 |
|
|
RAVI KUMAR BHATTER
(M.No.:051585)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.10,000
REPRIMANDED
20-AUG-2024
|
|
| 57 |
|
|
RAVI SETHI
(M.No.:515264)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (1) OF PART II OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (2) OF PART IV OF FIRST SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.1,00,000
REPRIMANDED
11-FEB-2026
|
|
| 58 |
|
|
RITESH UPADHYAY
(M.No.:546915)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.5,000
REPRIMANDED
10-FEB-2026
|
|
| 59 |
|
|
SACHIN KUMAR SHARMA
(M.No.:420705)
|
|
|
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (5) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (6) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (7) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT AS PER ITEM (8) OF PART I OF SECOND SCHEDULE TO THE CHARTERED ACCOUNTANTS ACT, 1949
|
IMPOSED PENALTY RS.2,00,000
REPRIMANDED
11-FEB-2026
|
|
| 60 |
|
|
SANJAY SUD
(M.No.:072996)
|
|
|
FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B TO THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)
|
IMPOSED PENALTY RS.3,00,000
REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS FROM 01-AUG-2013
05-JAN-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 4
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