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NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER
 
ENTITY
S.
No.		 DATE OF ORDER  ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
41  05-OCT-2012
History of entity/person BAPUNAGAR MAAHILAA CO-OPERATIVE BANK LTD.,THE   
  RBI  INORDINATE DELAY IN REPORTING OF SECURITIES TRANSACTION REPORTS (STRS) WITHOUT ANY COGENT REASON

VIOLATED DIRECTIVES/GUIDELINES PERTAINING TO CEILING ON UNSECURED ADVANCES APPLICABLE TO URBAN CO-OPERATIVE BANKS

DID NOT FILE FIRST INFORMATION REPORT (FIR)

DELAY IN FILING OF FIRST INFORMATION REPORT (FIR)  		IMPOSED PENALTY RS.5,00,000

05-OCT-2012 		 
42  24-SEP-2012
History of entity/person TALOD NAGARIK SAHAKARI BANK LTD.,THE   
  RBI  DID NOT ADHERE TO INSTRUCTIONS ISSUED BY RBI IN RESPECT OF DECLARATION/DISBURSAL OF DIVIDEND TO SHAREHOLDERS  IMPOSED PENALTY RS.5,00,000

24-SEP-2012 		 
43  20-SEP-2012
History of entity/person DAHOD MERCANTILE CO-OPERATIVE BANK LTD.,THE   
  RBI  DID NOT ADHERE TO THE CEILING AS PRESCRIBED BY RBI ON DONATION  IMPOSED PENALTY RS.1,00,000

20-SEP-2012 		 
44  18-SEP-2012
History of entity/person RAJ LAXMI MAHILA URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  VIOLATED GUIDELINES FOR GRANTING UNSECURED CREDIT FACILITIES  IMPOSED PENALTY RS.1,00,000

18-SEP-2012 		 
45  18-SEP-2012
History of entity/person RAJASTHAN URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  VIOLATED GUIDELINES ON INDIVIDUAL AND GROUP EXPOSURE CEILING  IMPOSED PENALTY RS.1,00,000

18-SEP-2012 		 
46  30-AUG-2012
History of entity/person RAJIV GANDHI SAHAKARI BANK LTD.   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

30-AUG-2012 		 
47  29-AUG-2012
History of entity/person VENKATARAYA FINANCE PVT.LTD.   
  RBI  VIOLATED DIRECTIONS ISSUED BY RESERVE BANK OF INDIA  CANCELLATION OF CERTIFICATE OF REGISTRATION

29-AUG-2012 		 
48  14-AUG-2012
History of entity/person RUPEE CO-OPERATIVE BANK LTD.   
  RBI  VIOLATED OPERATIONAL INSTRUCTIONS BY SANCTIONING FRESH LOANS AND ADVANCES  IMPOSED PENALTY RS.5,00,000

14-AUG-2012 		 
49  10-AUG-2012
History of entity/person BHARATH CO-OPERATIVE BANK LTD.,THE   
  RBI  DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED

DID NOT REPORT FRAUDS TO RESERVE BANK OF INDIA

ISSUED INCORRECT COMPLIANCE CERTIFICATE FURNISHED FOR EARLIER INSPECTION REPORT  		IMPOSED PENALTY RS.5,00,000

10-AUG-2012 		 
50  09-AUG-2012
History of entity/person SARVODAYA COMMERCIAL CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES  		IMPOSED PENALTY RS.1,00,000

09-AUG-2012 		 
51  07-AUG-2012
History of entity/person ARJUN URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  VIOLATED SUB-SECTION(1) OF SECTION 35A OF THE BANKING REGULATION ACT, 1949  ISSUED DIRECTION NOT TO GRANT OR RENEW ANY LOAN /ADVANCES, MAKE INVESTMENT, INCUR LIABILITIES, BORROW, DEAL IN PROPERTIES ETC. WITHOUT APPROVAL OF RBI IN WRITING

07-AUG-2012 		 
52  07-AUG-2012
History of entity/person KOKAN PRANT SAHAKARI BANK LTD.,THE   
  RBI  VIOLATED SUB-SECTION(1) OF SECTION 35A OF THE BANKING REGULATION ACT, 1949  ISSUED DIRECTION NOT TO GRANT OR RENEW ANY LOAN /ADVANCES, MAKE INVESTMENT, INCUR LIABILITIES, BORROW, DEAL IN PROPERTIES ETC. WITHOUT APPROVAL OF RBI IN WRITING

07-AUG-2012 		 
53  01-AUG-2012
History of entity/person ERNAKULAM DISTRICT CO-OPERATIVE BANK LTD.,THE   
  RBI  VIOLATED DIRECTIVES/GUIDELINES PERTAINING TO CEILING ON UNSECURED ADVANCES APPLICABLE TO URBAN CO-OPERATIVE BANKS  IMPOSED PENALTY RS.5,00,000

01-AUG-2012 		 
54  23-JUL-2012
History of entity/person PREMIER AUTOMOBILE EMPLOYEES' CO-OPERATIVE BANK LTD.,THE   
  RBI  PERSISTING IRREGULARITIES POINTED OUT IN PREVIOUS INSPECTION REPORT

DID NOT ADHERE TO INSTRUCTIONS/DIRECTIONS OF RESERVE BANK OF INDIA RELATING TO OPERATIONAL INSTRUCTIONS  		REJECTION OF APPLICATION FOR BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

23-JUL-2012 		 
55  23-JUL-2012
History of entity/person STERLING URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES  		IMPOSED PENALTY RS.2,00,000

23-JUL-2012 		 
56  18-JUL-2012
History of entity/person PRAGATI SAHAKARI BANK LTD.   
  RBI  DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED

VIOLATED GUIDELINES FOR GRANTING UNSECURED CREDIT FACILITIES

DID NOT REPORT FRAUDS TO RESERVE BANK OF INDIA  		IMPOSED PENALTY RS.5,00,000

18-JUL-2012 		 
57  16-JUL-2012
History of entity/person KARAD URBAN CO-OPERATIVE BANK LTD.   
  RBI  VIOLATED DIRECTIONS ISSUED BY RESERVE BANK OF INDIA  IMPOSED PENALTY RS.5,00,000

16-JUL-2012 		 
58  30-JUN-2012
History of entity/person A P ENCLAVE & FINANCE PVT.LTD.   
  RBI  NOT AVAILABLE  CANCELLATION OF CERTIFICATE OF REGISTRATION

30-JUN-2012 		 
59  30-JUN-2012
History of entity/person A.M.INVESTMENTS LTD.   
  RBI  NOT AVAILABLE  CANCELLATION OF CERTIFICATE OF REGISTRATION

30-JUN-2012 		 
60  30-JUN-2012
History of entity/person AARTI STEEL ROLLING MILLS LTD.   
  RBI  NOT AVAILABLE  CANCELLATION OF CERTIFICATE OF REGISTRATION

30-JUN-2012 		 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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