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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 01-JAN-2015
History of entity/person SURI FRIENDS' UNION COOPERATIVE BANK LTD.,THE   
  RBI  VIOLATED DIRECTIONS ISSUED BY RESERVE BANK OF INDIA  RESTRAINED FROM GRANTING OR RENEWING ANY LOAN /ADVANCES, MAKE INVESTMENT, INCUR LIABILITIES, BORROW, DEAL IN PROPERTIES ETC. WITHOUT APPROVAL OF RBI IN WRITING

01-JAN-2015
RBI VIDE ITS ORDER DATED 01/01/2015, EXTENDED PERIOD OF DIRECTIONS FOR A FURTHER PERIOD OF SIX MONTHS FROM 07/01/2015 TO 06/07/2015  
2 24-DEC-2014
History of entity/person RAJPUTANA MAHILA URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES

EXPOSED TO UNSECURED LOANS 
IMPOSED PENALTY RS.5,00,000

24-DEC-2014
 
3 17-DEC-2014
History of entity/person BANK OF BARODA   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO INSTRUCTIONS ON MONITORING OF TRANSACTIONS IN CUSTOMER ACCOUNTS 
IMPOSED PENALTY RS.25,00,000

17-DEC-2014
 
4 17-DEC-2014
History of entity/person ICICI BANK LTD. 

(Old Name : INDUSTRIAL CREDIT &INV.CORP.OF INDIA LTD.,THE)

(Old Name : INDUSTRIAL CREDIT &INVESTMENTS CORP.OF INDIA LTD.,THE)  
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO INSTRUCTIONS ON MONITORING OF TRANSACTIONS IN CUSTOMER ACCOUNTS 
IMPOSED PENALTY RS.50,00,000

17-DEC-2014
 
5 15-DEC-2014
History of entity/person CRIF HIGH MARK CREDIT INFORMATION SERVICES PVT.LTD.   
  RBI  DID NOT HAVE WHOLETIME MANAGING DIRECTOR/DIRECTOR VIOLATING SECTIONS 9(1) AND 9(2) OF CREDIT INFORMATION COMPANIES (REGULATION) ACT, 2005  IMPOSED PENALTY RS.1,00,000

15-DEC-2014
 
6 17-NOV-2014
History of entity/person LECTRODRYER VINIMAY PVT.LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

17-NOV-2014
 
7 10-NOV-2014
History of entity/person KABRA COMMERCIAL LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

10-NOV-2014
 
8 30-OCT-2014
History of entity/person EMERGY FINANCE & INVESTMENT LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

30-OCT-2014
 
9 30-OCT-2014
History of entity/person KESHAVLAL LEASING & FINANCE LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

CAUTIONED PUBLIC AGAINST MISUSE OF CERTIFICATE OF REGISTRATION

30-OCT-2014
 
10 29-OCT-2014
History of entity/person SIVA CREDITS LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

29-OCT-2014
 
11 16-OCT-2014
History of entity/person BARIPADA URBAN CO-OPERATIVE BANK LTD., THE   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

16-OCT-2014
 
12 25-SEP-2014
History of entity/person GORAKHPUR RESOURCES LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

25-SEP-2014
 
13 19-SEP-2014
History of entity/person AJMER URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

19-SEP-2014
 
14 11-SEP-2014
History of entity/person MENTOR INDIA LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

11-SEP-2014
 
15 11-SEP-2014
History of entity/person MIRZAPUR URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

11-SEP-2014
 
16 11-SEP-2014
History of entity/person ODYSSEY DEALCOM PVT.LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

11-SEP-2014
 
17 11-SEP-2014
History of entity/person SUBH LABH FINANCE & SECURITIES LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

11-SEP-2014
 
18 10-SEP-2014
History of entity/person MERCHANTS’ CO-OPERATIVE BANK LTD.,THE   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

10-SEP-2014
 
19 09-SEP-2014
History of entity/person RAJASTHAN STATE INDUSTRIAL DEVELOPMENT & INVESTMENTS CORP.LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

09-SEP-2014
 
20 08-SEP-2014
History of entity/person S.B.OVERSEAS PVT.LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

08-SEP-2014
 
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