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NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER
 
ENTITY
S.
No.
DATE OF ORDER  ENTITY  PERSON COMPETENT AUTHORITY  REGULATORY CHARGES  REGULATORY ACTION(S) / DATE OF ORDER  FURTHER DEVELOPMENTS
02-APR-2014
History of entity/person VYAVASAYIK EVAM AUDYOGIK SAHAKARI BANK LTD.   
  RBI  DID NOT ADHERE TO INSTRUCTIONS/DIRECTIONS OF RESERVE BANK OF INDIA RELATING TO OPERATIONAL INSTRUCTIONS

DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES

DID NOT ADHERE TO OPERATIONAL INSTRUCTIONS ISSUED BY RBI ON INSPECTION COMPLIANCE 
IMPOSED PENALTY RS.5,00,000

02-APR-2014
 
24-MAR-2014
History of entity/person DHARMAPURI DISTRICT CENTRAL CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES 
IMPOSED PENALTY RS.5,00,000

24-MAR-2014
 
24-MAR-2014
History of entity/person NATIONAL CENTRAL CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES 
IMPOSED PENALTY RS.5,00,000

24-MAR-2014
 
19-MAR-2014
History of entity/person AMRELI NAGRIK SAHAKARI BANK LTD.   
  RBI  VIOLATED VARIOUS GUIDELINES ISSUED BY RBI RELATING TO ISSUANCE OF AT PAR CHEQUES / PAY ORDERS AGAINST RECEIPT OF CASH  IMPOSED PENALTY RS.5,00,000

19-MAR-2014
 
19-MAR-2014
History of entity/person DISTRICT CO-OPERATIVE CENTRAL BANK LTD.,THE   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES 
IMPOSED PENALTY RS.5,00,000

19-MAR-2014
 
10-MAR-2014
History of entity/person ADARSH MAHILA MERCANTILE CO-OPERATIVE BANK LTD.   
  RBI  VIOLATED DIRECTIVES/GUIDELINES ISSUED BY RBI ON INDIVIDUAL AND GROUP EXPOSURE LIMITS

DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED 
IMPOSED PENALTY RS.5,00,000

10-MAR-2014
 
10-MAR-2014
History of entity/person IMPERIAL URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

REPORTED INCORRECT INFORMATION IN FORM I RELATING TO CRR / SLR AND INCORRECT COMPUTATION OF DTL

DID NOT PREPARE RISK PROFILES OF ALL CUSTOMERS AND DID NOT FIX THRESHOLD LIMIT

DID NOT ADHERE TO PRUDENTIAL INTER-BANK (GROSS) EXPOSURE LIMIT AND PRUDENTIAL INTER-BANK COUNTER PARTY LIMIT 
IMPOSED PENALTY RS.5,00,000

10-MAR-2014
 
05-MAR-2014
History of entity/person ALMORA URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED  IMPOSED PENALTY RS.2,00,000

05-MAR-2014
 
03-MAR-2014
History of entity/person BIJNOR URBAN CO-OPERATIVE BANK LTD.   
  RBI  DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED

DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS 
IMPOSED PENALTY RS.5,00,000

03-MAR-2014
 
10  03-MAR-2014
History of entity/person CHANASMA NAGRIK SAHAKARI BANK LTD.,THE   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES 
IMPOSED PENALTY RS.5,00,000

03-MAR-2014
 
11  21-FEB-2014
History of entity/person JANATA URBAN CO-OP.BANK LTD.   
  RBI  DID NOT ADHERE TO DIRECTIONS ISSUED BY RBI IN RELATION TO PROHIBITING LOANS AND ADVANCES TO DIRECTORS AND THEIR RELATIVES AND THE FIRMS/COMPANIES/CONCERNS IN WHICH THEY ARE INTERESTED

INDULGED IN EXPOSURE TO HOUSING, REAL ESTATE & COMMERCIAL REAL ESTATE AND SINGLE AND GROUP EXPOSURE

CREATED FLOATING CHARGES ON STANDARD ASSETS WITHOUT PRIOR APPROVAL OF RBI

DID NOT DO RISK CATEGORISATION OF ITS CUSTOMERS 
IMPOSED PENALTY RS.5,00,000

21-FEB-2014
 
12  20-FEB-2014
History of entity/person AMRAVATI ZILLA MAHILA SAHAKARI BANK LTD.,THE   
  RBI  VIOLATED GUIDELINES ISSUED BY RBI IN REGARD TO DIVERSION OF FUNDS  IMPOSED PENALTY RS.5,00,000

20-FEB-2014
 
13  20-FEB-2014
History of entity/person MAHILA VIKAS CO-OPERATIVE BANK LTD.   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES 
IMPOSED PENALTY RS.5,00,000

20-FEB-2014
 
14  20-FEB-2014
History of entity/person PEERLESS GENERAL FINANCE & INVESTMENTS CO.LTD.,THE   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  PROHIBITED FROM ACCEPTING DEPOSITS

20-FEB-2014
 
15  18-FEB-2014
History of entity/person AURANGABAD DISTRICT INDUSTRIAL & URBAN CO-OPERATIVE BANK LTD.,THE   
  RBI  DID NOT COMPLY WITH “KNOW YOUR CUSTOMER” NORMS IN OPENING AND/OR OPERATING THE ACCOUNTS

DID NOT ADHERE TO ANTI MONEY LAUNDERING (AML) GUIDELINES

DID NOT INTRODUCE CONCURRENT AUDIT SYSTEM

SUBMITTED WRONG/UNSATISFACTORY/DELAYED COMPLIANCE TO RBI INSPECTION REPORT

INDULGED IN CONCENTRATION OF DEPOSITS 
IMPOSED PENALTY RS.5,00,000

18-FEB-2014
 
16  18-FEB-2014
History of entity/person KISAN NAGARI SAHAKARI BANK MARYADIT   
  RBI  DID NOT MAKE DISCLOSURE OF BANK GUARANTEE ISSUED AND VIOLATED DIRECTIVES ISSUED BY RBI ON GUARANTEES, CO-ACCEPTANCE AND LETTER OF CREDIT  IMPOSED PENALTY RS.5,00,000

18-FEB-2014
 
17  17-FEB-2014
History of entity/person URBAN CO-OPERATIVE BANK LTD.,THE,BHUBANESHWAR   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

PROHIBITED FROM CARRYING ON `BANKING BUSINESS` INCLUDING ACCEPTANCE AND REPAYMENT OF DEPOSIT

17-FEB-2014
 
18  03-FEB-2014
History of entity/person MUNICIPAL CO-OPERATIVE BANK LTD.,THE   
  RBI  CEASED TO BE SOLVENT  CANCELLATION OF BANKING LICENSE

DIRECTED REGISTRAR OF CO-OPERATIVE SOCIETIES TO ISSUE ORDER FOR WINDING UP OF BANK AND APPOINT LIQUIDATOR

03-FEB-2014
 
19  23-JAN-2014
History of entity/person EQUITY FINANCIAL SERVICES PVT.LTD.   
  RBI  DID NOT COMPLY WITH THE PROVISIONS OF RBI ACT, 1934  CANCELLATION OF CERTIFICATE OF REGISTRATION

23-JAN-2014
 
20  15-JAN-2014
History of entity/person GANDHIDHAM MERCANTILE CO-OPERATIVE BANK LTD., THE   
  RBI  DID NOT ADHERE TO INSTRUCTIONS/DIRECTIONS OF RESERVE BANK OF INDIA RELATING TO OPERATIONAL INSTRUCTIONS  IMPOSED PENALTY RS.2,00,000

15-JAN-2014
 

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

 
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