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 MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES
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  Actions by ROCs
 
 
   

Penalty imposed

  
 
   

Prosecution under Section 187C(5) of Companies Act: Fine upto Rs. 100 on the company and every concerned person for every day during which the default continues

  
 
   

Prosecution under Section 22(2) of Companies Act: Fine upto Rs.1,000 on the company and every officer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 22(5) of Companies Act: Penalty u/s 22(5)

  
 
   

Prosecution under Section 43A(5) of Companies Act: Fine upto Rs. 500 on the company and every officer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 58A of Companies Act: Penalty under Section 58A

  
 
   

Prosecution under Section 58A(5) of Companies Act: Fine upto twice the amount of deposit not repaid on the company and imprisonment of upto 5 years and also fine on every concerned officer

  
 
   

Prosecution under Section 58A(6) of Companies Act: In case of acceptance of deposit of Companies Act: fine for an amount equal to the amount of deposit so accepted in case of invitation of any deposit of Companies Act: fine upto Rs. 10,00,000 but not less than Rs. 50,000 and also imprisonment upto 5 years and fine on every concerned person

  
 
   

Prosecution under Section 58A(10) of Companies Act: Imprisonment of upto 3 years and fine of not less than Rs.500 per day on every concerned person for every day for which the default continues

  
 
   

Prosecution under Section 58A rule 11 of Companies Act: Fine upto Rs. 500 on the company and every officer of the company who is in default, and additional fine of Rs. 50 per day for every day during which the default continues

  
 
   

Prosecution under Section 62 of Companies Act: Compensation of loss to the investors

  
 
   

Prosecution under Section 63(1) of Companies Act: Imprisonment of upto 2 years or fine of upto Rs. 50,000, or both on every concerned person

  
 
   

Prosecution under Section 68 of Companies Act: Imprisonment of upto 5 years or fine of upto Rs.1,00,000 or both on every concerned person

  
 
   

Prosecution under Section 72 of Companies Act: Fine upto Rs. 50,000 on every concerned person

  
 
   

Prosecution under Section 73(2) of Companies Act: Repayment of application money received after the expiry of eight days, with interest not less than 4% and not more than 15%, as may be prescribed, having regard to the length of the period of delay in making the repayment of such money, by the company and every officer who is in default

  
 
   

Prosecution under Section 73(2A) of Companies Act: Repayment of excess application money received after the expiry of eight days, with interest not less than 4% and not more than 15%, as may be prescribed, having regard to the length of the period of delay in making the repayment of such money, by the company and every officer who is in default

  
 
   

Prosecution under Section 73(2B) of Companies Act: Fine which may extend to Rs. 50,000 on the company and every officer of the company who is in default and where repayment is not made within six months from the expiry of the eighth day, also with imprisonment for a term which may extend to one year

  
 
   

Prosecution under Section 75(4) of Companies Act: Fine upto Rs. 5,000 on every concerned officer for every day during which the default continues and fine upto Rs. 50,000 on every officer or promoter whoever contravenes proviso to clause (a) of Section 75(1)

  
 
   

Prosecution under Section 95(3) of Companies Act: Fine upto Rs.500 on company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 97(3) of Companies Act: Fine upto Rs.500 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 113 of Companies Act: Fine upto Rs. 5,000 on the company and every officer who is in default for every day during which the default continues. also the clb may order the company and concerned officer to make good any default made under sub-section (1) and also to bear the costs incidental thereto

  
 
   

Prosecution under Section 133(2) of Companies Act: Fine upto Rs.10,000 on every concerned person

  
 
   

Prosecution under Section 142 of Companies Act: Fine which may extend to Rs.5,000 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 143(2) of Companies Act: Fine upto Rs.5000 on every officer of the company who is in default

  
 
   

Prosecution under Section 146(4) of Companies Act: Fine which may extend to Rs.500 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 147 of Companies Act: For default under Section 147(2) of Companies Act: fine upto Rs. 500 on the company and every concerned officer for every day during which the default continues for default under Section 147(3) of Companies Act: fine upto Rs. 5,000 on the company for default under Section 147(4) of Companies Act: fine upto Rs. 5,000 on any officer or person in default alongwith the personal liability towards the person aggrieved

  
 
   

Prosecution under Section 147(2) of Companies Act: Fine which may extend to Rs.500 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 147(3) of Companies Act: Fine which may extend to Rs.5,000 on company

  
 
   

Prosecution under Section 147(4) of Companies Act: Fine upto Rs. 5,000 on any officer or person in default alongwith personal liability towards persons aggrieved

  
 
   

Prosecution under Section 149(2A) of Companies Act: Fine upto Rs.5,000 per day on every officer of the company

  
 
   

Prosecution under Section 150(2) of Companies Act: Fine up to Rs.500 on the company and every officer of the company in default for every day during which default continues

  
 
   

Prosecution under Section 151(4) of Companies Act: Fine upto Rs.500 on the company and every officer of the company who is in default

  
 
   

Prosecution under Section 154(2) of Companies Act: Fine upto Rs. 5,000 on the company and every officer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 162 of Companies Act: Fine which may extend to Rs.500 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 165(9) of Companies Act: Fine upto Rs. 5,000 on every concerned person of the company

  
 
   

Prosecution under Section 168 of Companies Act: Fine which may extend to Rs. 50,000 on the company and every officer of the company who is in default and further fine upto Rs. 2,500 per day for every day during which the default continues

  
 
   

Prosecution under Section 192(5) of Companies Act: Fine upto Rs. 200 on the company and every officer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 193(6) of Companies Act: Fine upto Rs. 500 on the company and every officer of the company who is in default

  
 
   

Prosecution under Section 196(3) of Companies Act: Fine upto Rs. 5,000 on the company and every officer of the companywho is in default

  
 
   

Prosecution under Section 205(3B) of Companies Act: Penalty u/s 205(3B)

  
 
   

Prosecution under Section 205A(8) of Companies Act: Fine upto Rs. 5,000 on the company and every officer of the company who is in default for every day during which the failure continues

  
 
   

Prosecution under Section 207 of Companies Act: Simple imprisonment of directors upto 3 years and fine of Rs.1,000 for every day during which the default continues and company liable to pay interest of 18 per cent per annum during the period the default continues

  
 
   

Prosecution under Section 209(5) of Companies Act: Imprisonment of every concerned person upto 6 months or fine of upto Rs.10,000 or both

  
 
   

Prosecution under Section 209(7) of Companies Act: Imprisonment upto 6 months or fine of upto Rs.10,000 or both

  
 
   

Prosecution under Section 209A(8) of Companies Act: Imprisonment of every concerned person upto 1 year and fine not less than Rs.50,000

  
 
   

Prosecution under Section 210(5) of Companies Act: Imprisonment of every concerned person upto 6 months or fine of upto Rs.10,000 or both

  
 
   

Prosecution under Section 211(7) of Companies Act: Imprisonment of every concerned person upto 6 months or fine of upto Rs.10,000 or both

  
 
   

Prosecution under Section 211(8) of Companies Act: Imprisonment for a term which may extend to six months or fine which may extend to Rs.10,000, or both

  
 
   

Prosecution under Section 211(8) of Companies Act: Imprisonment upto 6 months or fine which may extend to Rs.10,000 or both on every person charged with the duty to see that the provisions of this Section are complied with

  
 
   

Prosecution under Section 212(9) of Companies Act: Imprisonment of every concerned person upto 6 months or fine of upto Rs.10,000 or both

  
 
   

Prosecution under Section 217(5) of Companies Act: Imprisonment of every concerned person upto 6 months or fine of upto Rs.20,000 or both

  
 
   

Prosecution under Section 217(6) of Companies Act: Imprisonment for a term which may extend to 6 months, or fine which may extend to Rs. 20,000 or both on every concerned person who is in default

  
 
   

Prosecution under Section 217(7) of Companies Act: Penalty u/s 217(7)

  
 
   

Prosecution under Section 218 of Companies Act: Fine upto Rs. 5,000 on the company and every officer of the company who is in default

  
 
   

Prosecution under Section 219(3) of Companies Act: Fine up to Rs.5,000 on every officer of the company

  
 
   

Prosecution under Section 220(3) of Companies Act: Fine which may extend to Rs.500 on the company and every officer of the company who is in default for every day during which the default continues

  
 
   

Prosecution under Section 220(3) read with Section 162 of Companies Act: Fine upto Rs. 500 on the company and every officer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 224(8) of Companies Act: Penalty u/s 224(8)

  
 
   

Prosecution under Section 232 of Companies Act: Fine upto Rs.5,000 on company and every officer who is in default

  
 
   

Prosecution under Section 233 of Companies Act: Fine upto Rs. 10,000 on the auditor and any other person whosoever is concerned

  
 
   

Prosecution under Section 233B(11) of Companies Act: Fine upto Rs.50,000 on the company and imprisonment of upto 3 years or fine upto Rs.50,000 or both on every officer of the company who is in default

  
 
   

Prosecution under Section 234 of Companies Act: Petition rejected by the high court

  
 
   

Prosecution under Section 234(4) (a) of Companies Act: Fine upto Rs.5,000 on the company and every concerned person who is in default and Rs.500 per day for every day during which the default continues

  
 
   

Prosecution under Section 240(3) of Companies Act: Imprisonment of upto 6 months or fine upto Rs. 20,000, or both on every concerned person and additional fine upto Rs. 2,000 per day for every day during which the default continues

  
 
   

Prosecution under Section 269(6) of Companies Act: Fine upto Rs.5,000 for everyday during which the default continues

  
 
   

Prosecution under Section 274(1)(G) of Companies Act: Penalty imposed u/s 274(1)(G)

  
 
   

Prosecution under Section 283(2A) of Companies Act: Fine upto Rs. 5,000 on every director who is in default for every day during which the default continues

  
 
   

Prosecution under Section 295(4) of Companies Act: Simple imprisonment of every concerned person upto 6 months or fine of upto Rs.50,000

  
 
   

Prosecution under Section 299(4) of Companies Act: Fine upto Rs. 50,000 on every director who is in default

  
 
   

Prosecution under Section 300(4) of Companies Act: Fine which may extend to Rs.50,000 on every director who knowingly contravenes this Section

  
 
   

Prosecution under Section 301(4) of Companies Act: Fine upto Rs.5,000 on company and every officer of company in default

  
 
   

Prosecution under Section 303(3) of Companies Act: Fine upto Rs. 500 on the company and every concerned offficer who is in default for every day during which the default continues

  
 
   

Prosecution under Section 307(8) of Companies Act: Fine upto Rs.5,000 on the company/and every officer of the company who is in default and also with a further fine upto Rs.200 for every day during which the default continues

  
 
   

Prosecution under Section 308(3) of Companies Act: Imprisonment for a term which may extend to two years or fine which may extend to Rs.50,000,OR both

  
 
   

Prosecution under Section 371 of Companies Act: Simple imprisonment of every concerned person upto 6 months or fine of upto Rs.50,000

  
 
   

Prosecution under Section 372(8) of Companies Act: Fine upto Rs. 500 on the company and every concerned person and further fine of Rs. 50 per day for every day during which the default continues

  
 
   

Prosecution under Section 372A(9) of Companies Act: Imprisonment of upto 2 years or fine of upto Rs.50,000 on the company and every concerned person

  
 
   

Prosecution under Section 372A(10) of Companies Act: Fine of upto Rs.5,000 on the company and every concerned person and further fine of Rs. 500 per day during which the default continues

  
 
   

Prosecution under Section 374 of Companies Act: Fine of upto Rs.50,000 on every concerned person

  
 
   

Prosecution under Section 383A(1A) of Companies Act: Fine of upto Rs.500 on the company and every concerned person for every day for which the default continues

  
 
   

Prosecution under Section 420 of Companies Act: Imprisonment for a term which may extend to 6 month, or fine which may extend to Rs.10000

  
 
   

Prosecution under Section 445(1) of Companies Act: Fine upto Rs.1,000 on petioner or company and every officer of company who is in default for each day during which the default continues

  
 
   

Prosecution under Section 560 of Companies Act: Name struck off from register by registrar of companies

  
 
   

Prosecution under Section 614A(2) of Companies Act: Imprisonment of upto 6 months or fine or both on every concerned officer or employee of the company

  
 
   

Prosecution under Section 628 of Companies Act: Imprisonment for upto 2 years and also liable to fine

  
 
   

Prosecution under Section 629 of Companies Act: Imprisonment for upto 7 years and also fine on every person who gives false evidence

  
 
   

Prosecution under Section 629A of Companies Act: Fine of upto Rs. 5,000 on the company and every officer of the company who is in default and further fine of upto Rs. 500 per day for every day during which the default continues

  
 
   

Prosecution under Section 631 of Companies Act: Fine upto Rs.500 for every day during which that name or title has been used

  
 
   

Not available

  
 
  Reasons for Action by ROCs
 
 
   

Default in complying with provisions relating to auditor

  
 
   

Non enhancement of paid - up capital upto prescribed limit within prescribed period by a private company (Section 3(3))

  
 
   

Non enhancement of paid - up capital upto prescribed limit within prescribed period by a public company (Section 3(4))

  
 
   

Subscribers to memorandum did not pay consideration for shares subscribed by them (Section 36)

  
 
   

Failed to comply with the provisions of memorandum & articles of association (Section 13(4))

 
 
   

Alteration in the registered office clause or objects clause of the memorandum without confirmation of company law board (Section 17)

  
 
   

Failure to comply with the directions given by central govt.to change the name of an existing company (Section 22)

  
 
   

Failure to inform the registrar about conversion of status of private company within the prescribed time period (Section 43A(2))

  
 
   

Default with respect to fixed deposits (Section 58A)

  
 
   

Failure to make repayment of deposit in accordance with the term & conditions of such deposit (Section 58A(3))

  
 
   

Invitation or acceptance of deposits in excess of the prescribed limits and in contravention of the rules(Section 58A(6))

  
 
   

Failed to comply with the order of company law board for repayment of deposits(Section 58A(9))

  
 
   

Failed to file return of deposits (Section 58A rule 11)

  
 
   

Issued prospectus containing any untrue statement (Section 62)

  
 
   

Misstatements in prospectus (Section 63)

  
 
   

Fraudulently inducing persons to invest money (Section 68)

  
 
   

Allotment of shares in contravention of the conditions prescibed under that Section (Section 72)

  
 
   

Default in listing of shares and debentures on stock exchanges (Section 73)

  
 
   

Failed to repay excess application money (Section 73(2A))

  
 
   

Default in filing returns with ROC with regard to allotments (Section 75)

  
 
   

Failure to comply with the provisions related to further issue of capital (Section 81(1))

  
 
   

Failure to furnish notice of consolidation of share capital, conversion of share into stock etc. to registrar (Section 95(1))

  
 
   

Non filing of notice of increase of share capital or of members (Section 97(1))

  
 
   

Registration of transfer of shares etc. in contravention of provisions of Companies Act(Section 108)

  
 
   

Failed to deliver the share/debenture certificates in case of issue/transfer of shares/debentures within the prescribed time (Section 113(1))

  
 
   

Non filing of charge with registrar within the prescribed time period (Section 125(1))

  
 
   

Delivery of debenture/certificate of debenture stock without endorsement of certificates of registration (Section 133)

  
 
   

Failure to intimate the registrar about satisfaction of any charge (Section 138)

  
 
   

Failure to comply with the order of central government regarding filing of particulars of charge (Section 141)

  
 
   

Default in filing for registration the particulars of charge created/debt satisfied/debentures issued(Section 142)

  
 
   

Defaulted in maintaining register of charges covering details of all charges and floating charges on property (Section 143(1))

  
 
   

Default in notification of registered office of company or of changes thereto (Section 146)

  
 
   

Default in publication of name by company outside its registered office (Section 147)

  
 
   

Default in publication of name by the company (Section 147(1))

  
 
   

Default in publication of name of company on various documents (Section 147(1)(C))

  
 
   

Failed to have name of the company engraven in legible characters on its common seal (Section 147(1)(B))

  
 
   

Commenced business without complying with conditions prescribed under Companies Act (Section 149 (2A))

  
 
   

Failure to keep proper register of members (Section 150(1))

  
 
   

Default in keeping index of members (Section 151)

  
 
   

Closure of register of members or debentureholders otherwise than in compliance with the provisions of (Section 154(1)

 
 
   

Default in filing annual returns (Section 159)

  
 
   

Non filing of the annual return with the registrar within the prescribed time limit by a company not having a share capital (Section 160)

  
 
   

Failed to comply with provisions regarding certificate to be annexed with annual return (Section 161)

  
 
   

Default regarding place of keeping & inspection of registers & returns (Section 163)

  
 
   

Non compliance with the provisions relating to statutory meeting (Section 165)

  
 
   

Failure to hold statutory meeting within the time limit prescribed (Section 165(1))

  
 
   

Default in forwarding of statutory report before 21 days of the meeting (Section 165(2))

  
 
   

Default in certification of the statutory report by the directors or the auditors of the company (Section 165(4))

  
 
   

Failure to deliver certified copy of statutory report to the registrar (Section 165(5))

  
 
   

Default with reference to annual general meeting (Section 166)

  
 
   

Failure to hold the annual general meeting within the time limit prescribed (Section 166(1))

  
 
   

Failure to call and hold the annual general meeting in manner provided under this Section (Section 166(2))

  
 
   

Default in complying with the directions of the company law board for calling of annual general meeting (Section 167)

  
 
   

Failed to give at least 21 days notice for calling any general meeting of the company (Section 171)

  
 
   

Failed to give notice of general meeting to persons entitled to the notice in specified manner (Section 172)

  
 
   

Failed to attach explnatory statement with the notice of meeting (Section 173)

  
 
   

Agm convened without proper quorum (Section 174)

  
 
   

Appointment of chairman at shareholders meetings was not in order (Section 175)

  
 
   

Failure to furnish declaration of person not holding beneficial interest (Section 187C)

  
 
   

Failed to pass resolution in an adjourned meeting (Section 191)

  
 
   

Failed to register certain resolutions and agreements with the registrar(Section 192(1))

  
 
   

Non compliance with the provisions regarding minutes of proceedings of general meetings, board meetings and other meetings (Section 193)

  
 
   

Default in maintaining minute books of general meeting containing minutes of proceedings of any general meeting of the company at registered office of the company (Section 196(1) (a))

  
 
   

Failure to transfer unpaid/unclaimed dividend to investor education and protection fund within prescribed time limit (Section 205C)

  
 
   

Payment or declaration of dividend otherwise than out of profits (Section 205(1))

  
 
   

Failure to transfer unpaid dividend to unpaid dividend account (Section 205A)

  
 
   

Declaration / payment of dividend by company without transferring prescribed percentage of profits to reserves(Section 205(2A))

  
 
   

Failure in distribution of dividends within thirty days (Section 207)

  
 
   

Default in keeping books of account by the company (Section 209)

  
 
   

Failure to keep proper books of accounts at the registered office of the company (Section 209(1))

  
 
   

Failure to produce books and papers, furnish information or explanations and provide assistance in relation to inspection (Section 209A)

  
 
   

Failed to co-operate with the person making inspection of the books of accounts and other documents of the company(Section 209A(5))

  
 
   

Failed to produce books of accounts and other books and papers to the inspecting authority (Section 209A(2))

  
 
   

Books of accounts not capable of giving true and fair view of the state of affairs of the company and improperly maintained (Section 209(3) r/w sch.vi)

  
 
   

Failed to provide desirable assistance to the inspecting authority (Section 209A(3))

  
 
   

Books of accounts not kept on accrual basis and according to the double entry system of accounting (Section 209(3)(B))

  
 
   

Failure to comply with the requirements of Section 209 (Section 209(5))

  
 
   

Default with reference to annual accounts and balance sheet (Section 210)

  
 
   

Failure to lay balance sheet and profit & loss account at the annual general meeting (Section 210(1))

  
 
   

Failed to lay income & expenditure account in its annual general meeting (Section 210(2))

  
 
   

Default relating to the period for which the profit & loss account of the company relates (Section 210(3))

  
 
   

Default in form and contents of balance sheet and profit and loss account (Section 211)

  
 
   

Failure to prepare balance sheet showing a true and fair view (Section 211(1) r/w sch.vi)

  
 
   

Failed to prepare profit & loss account showing a true and fair view (Section 211(2) r/w sch.vi)

  
 
   

Failure to comply with accounting standards in preparation of annual accounts (Section 211(3A))

  
 
   

Defaulted in giving details in notes or documents annexed to balance sheet and profit & loss account (Section 211(6))

  
 
   

Non inclusion of certain particulars of its subsidiaries in the balance sheet of the holding company (Section 212)

  
 
   

Failure to obtain exemption from central government regarding inclusion of certain particulars of subsidiaries in the balance sheet of holding companies(Section 212(8))

  
 
   

Improper authentication of balance sheet and profit & loss account (Section 215 (1))

  
 
   

Balance sheet and profit & loss account did not approved by board of directors and/or signed as per provision of the Companies Act. (Section 215)

 
 
   

Failure to approve annual accounts of company by board & directors before signing and submitting them to auditors(Section 215(3))

  
 
   

Default in report of board of directors (Section 217)

  
 
   

Failure to attach board's report alongwith the balance sheet of the company (Section 217(1))

  
 
   

Failure to include any material changes occurred during the finanacial year in board's report (Section 217(2))

  
 
   

Failure to include particulars of employees in board's report (Section 217(2A))

  
 
   

Non inclusion of directors’ responsibility statement in board’s report (Section 217(2AA))

  
 
   

Failure to provide fullest explanations and information upon any qualifications given by the auditors in board's report (Section 217(3))

  
 
   

Default in signing of board’s report and any addendum thereto (Section 217(4))

  
 
   

Failure to take reasonable steps relating to board's report (Section 217(5))

  
 
   

Improper issue, circulation or publication of balance sheet or profit and loss account (Section 218)

  
 
   

Failed to send,balance sheet together with profit & loss account,the auditor's report etc to every memeber of the company, at least twenty one days before the date of the meeting(Section 219(1))

  
 
   

Default in filing of copies of balance sheet, etc. with the registrar (Section 220)

  
 
   

Default in relation to appointment and remuneration of auditors (Section 224)

  
 
   

Default in fixation of remuneration of auditors (Section 224(8))

  
 
   

Non fulfillment of the duties by the auditor (Section 227)

  
 
   

Failed to mention information on complaince of accounting standards by company in auditor's report (Section 227(3)(D))

  
 
   

Failed to include information on disqualified director in auditor's report (Section 227(3)(F))

  
 
   

Failed to include statement on maocaro in auditor's report (Section 227(4A))

  
 
   

Failure to comply with the provisions relating to the audit of cost accounts of the company (Section 233B)

  
 
   

Failure to furnish information or explanations or production of books and papers (Section 234(1))

  
 
   

Inadequate or non-furnishing of information to the registrar within specified time(Section 234(3A))

 
 
   

Petition filed against central government's order for production of documents(Section 234(6))

  
 
   

Failure in production of documents and evidence before the inspector (Section 240)

  
 
   

Having number of directors below the minimum number specified (Section 252)

  
 
   

Default in appointment of directors and proportion of those who are to retire by rotation (Section 255)

  
 
   

Failure to file consent of the candidate for directorship with the company and the consent to act as director with the registrar (Section 264)

  
 
   

Amendment of any provision relating to managing, whole-time or non-rotational directors without taking central government's approval (Section 268)

  
 
   

Failed to comply with the provisions regarding appointment of managing or whole-time director or manager(Section 269)

  
 
   

Did not appoint managing director/whole time director as required under law (Section 269(2))

  
 
   

Failed to comply with clb order regarding disqualification of director (Section 274(1)(G))

  
 
   

Acceptance of a loan or any gurantee or security for a loan by any director in contravention of SEC.295 (Section 283(1) (h))

  
 
   

Failure to hold board meeting at proper intervals (Section 285)

  
 
   

Failed to maintain requisite quorom in meeting of board of directors (Section 287)

  
 
   

Exercise of any power by the board of directors, which is to be exercised by the company in general meeting (Section 291)

  
 
   

Failed to exercise general powers in accordance with provisions of Companies Act/any other applicable act/memorandum & articles of association etc. (Section 291(1))

 
 
   

Exercise of any power by the board of directors, otherwise than at meetings by way of resolutions(Section 292)

  
 
   

Failed to exercise general powers in accordance with provisions of Companies Act/any other applicable act/memorandum & articles of association etc. (Section 292 (1) (c))

  
 
   

Exercise of certain powers by the board of directors without consent of company in general meeting (Section 293)

  
 
   

Loans to dirctors, etc without obtaining prior approval of the central government (Section 295(1))

  
 
   

Failed to obtain sanction of board of directors for certain contracts in which particular directors are interested (Section 297)

  
 
   

Failed to disclose interest in any contract by the director (Section 299)

  
 
   

Participation in board meeting by interested director (Section 300)

  
 
   

Failure to maintain register of contracts, companies and firms in which directors are interested (Section 301)

  
 
   

Failure to keep register of directors or to file with the registrar, return of directors, managing director, manager and secretary (Section 303)

  
 
   

Default in maintaining register of directors, managing director, manager and secretary at registered of the company(Section 303(1))

  
 
   

Non-filing of the returns of directors, managing directors, managers and secretaries with the registrar (Section 303(2))

  
 
   

Defaulting in keeping register of directors' shareholding etc. (Section 307)

  
 
   

Failure to include nature and extent of interest over any shares etc of any director in register of directors' shareholdings, etc (Section 307(3))

  
 
   

Defaulted in making disclosure of shareholding to company (Section 308(1))

  
 
   

Remuneration of managing director/ whole time directior was not approved by central govt. or was not as per schedule 13 of Companies Act, 1956 (Section 309(3))

  
 
   

Loans etc., to companies under the same management without passing of special resolution or prior approval of central government (Section 370(1))

  
 
   

Default in purchase by company of shares, etc., of other companies (Section 372)

  
 
   

Defualt in relation to inter-corporate loans and investments (Section 372A)

  
 
   

Invested in shares of other companies in excess of prescribed limit (Section 372(2))

  
 
   

Invested in shares of other companies in excess of prescribed limit without passing resolution in general meeting and without obtaining previous approval of central government(Section 372(4))

  
 
   

Failure to maintain register of inter-corporate loans and investments (Section 372A(5))

  
 
   

Failure to maintain register of investments (Section 372(8))

  
 
   

Failure to legalise investments made before commencement of the act within the prescribed time limit (Section 373)

  
 
   

Failure to appoint whole-time secretary (Section 383A(1))

  
 
   

Failure to comply with the provisions applicable to provident fund of employees (Section 418)

  
 
   

Default in filing winding up order with registrar of companies (Section 445(1))

  
 
   

Default in payment of fees to ROC as per schedule x (Section 611)

  
 
   

Default in payment of fees to ROC and other officers in the manner specified (Section 612)

  
 
   

Failure to file document with the ROC as directed by the court (Section 614A)

  
 
   

False statement in return, report, certificate, balance sheet, prospectus, statement etc. (Section 628)

  
 
   

Used word limited or private limited without being registered/incorporated as a company with limited liability or a private company with limited liability (Section (631))

  
 
   

Not available

  
 REGULATORY ACTIONS PRESENTLY COVERED BY THIS WEBSITE
Period covered
  
From To/Uptil
BANKS
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 29/03/2000  12/09/2008
BOMBAY STOCK EXCHANGE LTD.
Alphabetical Chronological
 
 05/06/1995  27/08/2010
CENTRAL BOARD OF EXCISE & CUSTOMS
Alphabetical Chronological
 
 01/04/2003  17/02/2010
CENTRAL BUREAU OF INVESTIGATION
Alphabetical Chronological
 
 05/04/2001  01/09/2010
CENTRAL DEPOSITORY SERVICES (INDIA) LTD.
Alphabetical Chronological
 
   16/08/2010
COMPANY LAW BOARD
Alphabetical Chronological
 
DEBT RECOVERY TRIBUNALS
Alphabetical Chronological
 
 16/08/2000  07/07/2010
DELHI STOCK EXCHANGE LTD.
Alphabetical Chronological
 
 31/03/2002  30/03/2010
EMPLOYEES' PROVIDENT FUND ORGANISATION
Alphabetical Chronological
 
   31/03/2005
EXCISE AND TAXATION DEPARTMENT
Alphabetical Chronological
 
 01/04/1969  31/03/2007
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
Alphabetical Chronological
 
INSURANCE REGULATORY & DEVELOPMENT AUTHORITY
Alphabetical Chronological
 
 16/08/2002  25/08/2010
INTER-CONNECTED STOCK EXCHANGE
Alphabetical Chronological
 
   08/12/2009
MINISTRY OF CORPORATE AFFAIRS - VANISHING COMPANIES
Alphabetical Chronological
 
   20/01/2010
MINISTRY OF CORPORATE AFFAIRS, OFFICIAL LIQUIDATORS
Alphabetical Chronological
 
   08/04/2007
MINISTRY OF CORPORATE AFFAIRS, REGISTRARS OF COMPANIES
Alphabetical Chronological
 
MINISTRY OF CORPORATE AFFAIRS, SERIOUS FRAUD INVESTIGATION OFFICE
Alphabetical Chronological
 
   31/08/2010
MINISTRY OF CORPORATE AFFAIRS, SIMPLIFIED EXIT SCHEME
Alphabetical Chronological
 
MINISTRY OF FINANCE, DEPARTMENT OF REVENUE
Alphabetical Chronological
 
   01/09/2010
NATIONAL HOUSING BANK
Alphabetical Chronological
 
   31/08/2010
NATIONAL SECURITIES DEPOSITORY LTD.
Alphabetical Chronological
 
   20/08/2010
NATIONAL STOCK EXCHANGE OF INDIA LTD.
Alphabetical Chronological
 
 01/01/2000  04/08/2010
RESERVE BANK OF INDIA
Alphabetical Chronological
 
 01/08/1996  01/09/2010
SECURITIES AND EXCHANGE BOARD OF INDIA (For only consent orders click here)
Alphabetical Chronological
 
 01/01/1997  01/09/2010
 OTHER SOURCES IN THE OFFING
 
ASSOCIATION OF MUTUAL FUNDS OF INDIA
BOARD FOR INDUSTRIAL & FINANCIAL RECONSTRUCTION
COURTS
CREDIT INFORMATION BUREAU (INDIA) LTD.
ECONOMIC OFFENCES WING
ENFORCEMENT DIRECTORATE
ENVIRONMENT POLLUTION BOARD
FINANCIAL INSTITUTIONS
INCOME TAX DEPARTMENT
INSTITUTE OF COMPANY SECRETARIES OF INDIA,THE
INSTITUTE OF COST AND WORKS ACCOUNTANTS OF INDIA
LABOUR DEPARTMENT
RATING AGENCIES
SERVICE TAX
STATE FINANCIAL CORPORATIONS
STATE INDUSTRIAL DEVELOPMENT CORPORATIONS
 

 

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BEARS NO RESPONSIBILITY FOR THE INFORMATION THAT IS PUT ON THIS WEBSITE.

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