PRESS RELEASE - SEBI

January 06, 2014
PR No. 003/2014

ORDER AGAINST SWAN SECURITIES PRIVATE LIMITED, STOCK BROKER, NATIONAL STOCK
EXCHANGE OF INDIA LIMITED IN THE MATTER OF SWAN SECURITIES PRIVATE LIMITED

Shri Rajeev Kumar Agarwal, Whole Time Member, SEBI, has passedan orderdated Jan 03, 2014in the matter of Swan Securities Private Limited suspending the certificate of registration of Swan Securities Private Limited, stock broker, National Stock Exchange of India Limited having SEBI Registration number INB231123432 for a period of six months.
 
The order shall come into effect immediately on expiry of 21 days from the date of the order.
 

Mumbai

January 06, 2014

 

For full copy of order against SWAN SECURITIES PVT.LTD., click here.