December 27, 2013
PR No. 126/2013

Order in the matter of M/s. Lee Capital Services Private Limited

Shri R. K. Agarwal, Whole Time Member, SEBI has passed an ex-parte order on December 19, 2013 in the matter of M/s. Lee Capital Services Private Limited.
 
Lee Capital Services Private Limited, a member of Cochin Stock Exchange having registration number as INB 091235631, and also a sub-broker of Cochin Stock Brokers Limited having registration numbers as INS 233765036 and INS 013422931 on National Stock Exchange Limited ("NSE") and BSE Limited ("BSE"), respectively and its directors, Mr. Santhosh Kumar K.L. and Mr. Kunjiraman Pillai have been directed:
  

i.	to close, terminate, and wind up all its schemes and to refund the monies collected from the investors in its schemes along with income, profits or returns promised to them under its schemes or interest at the rate of 10% per annum, whichever is higher, from the date of investment till the date of refund, within a period of three months from the date of this order and submit a winding up and repayment report to SEBI;
ii.	to restrain from buying, selling or dealing in the securities market, either directly or indirectly, in any manner whatsoever, till further directions:
iii.	a) to cease and desist from unauthorized activities and not to solicit or undertake such activities or any other unregistered activity in the securities market, directly or indirectly, in any manner whatsoever;   b) to immediately withdraw and remove all advertisements, representations, literatures, brochures, materials, publications, documents, websites, etc. in relation to those schemes/activities or any unregistered activity in the securities market.

Mumbai

December 27, 2013

For full copy of order against KUNJIRAMAN PILLAI, click here.

For full copy of order against LEE CAPITAL SERVICES PVT.LTD., click here.

For full copy of order against SANTHOSH KUMAR K.L., click here.