March 09, 2010
PR No. 063/2010

Orders under Regulation 33A & 33B of the SEBI (Intermediaries)

Regulations, 2008

Shri M.S.Sahoo, Whole Time Member, SEBI has passed two orders dated March 08, 2010 suspending the certificates of registration of 17 and 56 Stock Brokers respectively of various Stock Exchanges till the time outstanding registration fees are fully paid.
 
Consequently, the certificates of registration of these stock brokers operating as sub-brokers of subsidiaries of Stock Exchanges in terms of Para 2 of the Circular No.SMD-ll/POLICY/CIR-37/99 dated November 26, 1999 shall also remain suspended accordingly.
 
 
Mumbai
 
March 09, 2010

For full copy of order against A.S.MERCHANT, click here.

For full copy of order against A.S.MERCHANT,M/S, click here.

For full copy of order against AJAY DOSHI, click here.

For full copy of order against AJAY DOSHI,M/S, click here.

For full copy of order against ANIK SECURITIES & FINANCE LTD., click here.

For full copy of order against ANIL MONGA, click here.

For full copy of order against ANIL MONGA,M/S, click here.

For full copy of order against BANSHIDHAR AGARWAL, click here.

For full copy of order against BANSHIDHAR AGARWAL,M/S, click here.

For full copy of order against BIPIN SHAH, click here.

For full copy of order against BIPIN SHAH,M/S, click here.

For full copy of order against BLUECHIP STOCKSPIN LTD., click here.

For full copy of order against CHIDANAND SHARE & STOCK SERVICES LTD., click here.

For full copy of order against DHAN SECURITIES & FINANCE CO.PVT.LTD., click here.

For full copy of order against DILIPKUMAR S.SHAH, click here.

For full copy of order against DILIPKUMAR S.SHAH,M/S, click here.

For full copy of order against DWARKESH N.SHAH, click here.

For full copy of order against DWARKESH N.SHAH,M/S, click here.

For full copy of order against EFCON SHARES & SECURITIES LTD., click here.

For full copy of order against ELVIS FINANCE LTD., click here.

For full copy of order against H.M.DESAI SECURITIES LTD., click here.

For full copy of order against HARIPRIYA CHAUDHRI, click here.

For full copy of order against HARIPRIYA CHAUDHRI,M/S, click here.

For full copy of order against HIMANSHU JAGDISHBHAI PATEL, click here.

For full copy of order against HIMANSHU JAGDISHBHAI PATEL,M/S, click here.

For full copy of order against HIREN DHANKUMAR SHETH, click here.

For full copy of order against HIREN DHANKUMAR SHETH,M/S, click here.

For full copy of order against JAGRUTIBEN J.THAKKAR, click here.

For full copy of order against JAGRUTIBEN J.THAKKAR,M/S, click here.

For full copy of order against JAYANT SHAH, click here.

For full copy of order against JAYANT SHAH,M/S, click here.

For full copy of order against JAYESH D.MEHTA, click here.

For full copy of order against JAYESH D.MEHTA,M/S, click here.

For full copy of order against KAILASH CHAND GARG, click here.

For full copy of order against KAILASH CHAND GARG,M/S, click here.

For full copy of order against KAMLESHBHAI KANCHANDBHAI SHAH, click here.

For full copy of order against KAMLESHBHAI KANCHANDBHAI SHAH,M/S, click here.

For full copy of order against KEN STOCK LTD., click here.

For full copy of order against LAJPAT KANSAL, click here.

For full copy of order against LAJPAT KANSAL,M/S, click here.

For full copy of order against M.ASHOK MOOTHA, click here.

For full copy of order against M.ASHOK MOOTHA,M/S, click here.

For full copy of order against MADHURIBEN B.BRAHMKSHATRI, click here.

For full copy of order against MADHURIBEN B.BRAHMKSHATRI,M/S, click here.

For full copy of order against MERCURY FINSTOCK LTD., click here.

For full copy of order against MOHAMMED ZIAUR REHMAN, click here.

For full copy of order against MOHAMMED ZIAUR REHMAN,M/S, click here.

For full copy of order against NIRALI FINSTOCK SERVICES PVT.LTD., click here.

For full copy of order against OM PRAKASH BHOLARAM, click here.

For full copy of order against OM PRAKASH BHOLARAM,M/S, click here.

For full copy of order against ONYX CAPITAL PVT.LTD., click here.

For full copy of order against PACIFIC SECURITIES LTD., click here.

For full copy of order against PANKAJ N.DALAL, click here.

For full copy of order against PANKAJ N.DALAL,M/S, click here.

For full copy of order against PANKAJ P.SHAH, click here.

For full copy of order against PANKAJ P.SHAH,M/S, click here.

For full copy of order against PRADIP PANACHAND SHAH, click here.

For full copy of order against PRADIP PANACHAND SHAH,M/S, click here.

For full copy of order against PRASHANT B.LANDGE, click here.

For full copy of order against PRASHANT B.LANDGE,M/S, click here.

For full copy of order against PRATIMA BADANI, click here.

For full copy of order against PRATIMA BADANI,M/S, click here.

For full copy of order against RAJESH H.TRIVEDI STOCK BROKERS PVT.LTD., click here.

For full copy of order against RAM MANKAD, click here.

For full copy of order against RAM MANKAD,M/S, click here.

For full copy of order against RAMKISHAN DEVIDAYAL, click here.

For full copy of order against RAMKISHAN DEVIDAYAL,M/S, click here.

For full copy of order against SARLA NAGIN PATEL, click here.

For full copy of order against SARLA NAGIN PATEL,M/S, click here.

For full copy of order against SPRINGFIELDS SECURITIES LTD., click here.

For full copy of order against SREEKUMARI MENON, click here.

For full copy of order against SREEKUMARI MENON,M/S, click here.

For full copy of order against SURESH A., click here.

For full copy of order against SURESH A.,M/S, click here.

For full copy of order against SWARAJ SECURITIES PVT.LTD., click here.

For full copy of order against SWARAN LAL AHUJA, click here.

For full copy of order against SWARAN LAL AHUJA,M/S, click here.

For full copy of order against SYNERGY STOCK BROKING PVT.LTD., click here.

For full copy of order against T.A.ANTONY, click here.

For full copy of order against T.A.ANTONY,M/S, click here.

For full copy of order against T.GOVINDAN KUTTY NAIR, click here.

For full copy of order against T.GOVINDAN KUTTY NAIR,M/S, click here.

For full copy of order against TARGET MARINES & ENGINEERS PVT.LTD., click here.

For full copy of order against TARUN SETHIA, click here.

For full copy of order against TARUN SETHIA,M/S, click here.

For full copy of order against TEBMA FINANCE LTD., click here.

For full copy of order against TELEDATA INFORMATIONS PVT.LTD., click here.

For full copy of order against THOMAS CHERIAN, click here.

For full copy of order against THOMAS CHERIAN,M/S, click here.

For full copy of order against THOMAS GEORGE, click here.

For full copy of order against THOMAS GEORGE,M/S, click here.

For full copy of order against TIMEGUARD MANAGEMENT & FINANCIAL SERVICES LTD., click here.

For full copy of order against TINNA CAPITAL SERVICES LTD., click here.

For full copy of order against TOM MATHEW K., click here.

For full copy of order against TOM MATHEW K.,M/S, click here.

For full copy of order against TONY JOSEPH XAVIOUR, click here.

For full copy of order against TONY JOSEPH XAVIOUR,M/S, click here.

For full copy of order against TOURISM FINANCE CORP.OF INDIA LTD., click here.

For full copy of order against TRINITY SUB-SURFACE CONSULTANTS PVT.LTD., click here.

For full copy of order against U.K.THIAGARAJAN, click here.

For full copy of order against U.K.THIAGARAJAN,M/S, click here.

For full copy of order against UNITED LEASING LTD., click here.

For full copy of order against V.RAJENDIRAKUMAR, click here.

For full copy of order against V.RAJENDIRAKUMAR,M/S, click here.

For full copy of order against VANDANA C.KULKARNI, click here.

For full copy of order against VANDANA C.KULKARNI,M/S, click here.

For full copy of order against VARGHESE DEVASSY PYNADATH, click here.

For full copy of order against VARGHESE DEVASSY PYNADATH,M/S, click here.

For full copy of order against VARUN CAPITALS LTD., click here.

For full copy of order against VINMAR SECURITIES PVT.LTD., click here.

For full copy of order against VIPUL P.KOTHARI, click here.

For full copy of order against VIPUL P.KOTHARI,M/S, click here.

For full copy of order against VN PAREKH SECURITIES PVT.LTD., click here.

For full copy of order against WALLSTREET CAPITAL MARKET PVT.LTD., click here.

For full copy of order against WESTFIN SECURITIES LTD., click here.

For full copy of order against YOGEN J.VYAS, click here.

For full copy of order against YOGEN J.VYAS,M/S, click here.