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PRESS RELEASE - SEBI

June 05, 2006
PR No. 152/2006

Registration of M/s. N.K.Tiwary, Member of CSE, suspended

Securities and Exchange Board of India (SEBI) has passed an order dated May 22, 2006, suspending the certificate of registration of M/s. N K Tiwary (SEBI Reg. No. INB030879612), member of the Calcutta Stock Exchange (CSE) for a period of one month with effect from June 12, 2006. The penalty is imposed for contract notes were not signed, off the floor transactions, dealing with unregistered sub- brokers etc.
 
M/s. N K Tiwary, will not be entitled to carry on the business as a broker with effect from June 12, 2006 to July 11, 2006.
 
 
Mumbai

June 05, 2006

 


For full copy of order against N.K.TIWARY, click here.

For full copy of order against N.K.TIWARY,M/S, click here.

 
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