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February 22, 2005
PR No.
39/2005
Registrations of five stock brokers, cancelled
Securities and Exchange Board of India (SEBI) has passed orders dated February 16, 2005 cancelling the certificate of registrations of the following five stock brokers with immediate effect:
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Sr.
No.
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Name
of the broker
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SEBI
Regn. No.
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Exchange
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1
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M/s.
Pressler Securities and
Financial
Services Ltd.
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INB200896236
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OTCEI
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2
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Shobhana
Dalal
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INB200873417
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OTCEI
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3
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M/s.
Thakkar Consultants Pvt. Ltd.
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INB200862631
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OTCEI
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4
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Sudhir
Kumar Chopra
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INB160200613
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JSE
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5
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Sudha
Agarwal
Trade
Name: M/s. India Securities
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INB090301412
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CoSE
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OTCEI: Over The Counter Exchange of India
JSE: Jaipur Stock Exchange
CoSE: Cochin Stock Exchange
The aforesaid five stock brokers were declared defaulters / expelled by the respective Stock Exchanges and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. These registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
February 22, 2005
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