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September 06, 2004
PR No.
211/2004
Registration of 14 stock brokers, cancelled
The Securities and Exchange Board of India (SEBI) has passed orders dated August 27, 2004, canceling the certificate of registration of the following 14 stock brokers with immediate effect:
|
Name of the
Stock-Broker |
SEBI Registration No. |
Stock
Exchange
|
|
1.
Sewduttroy Kedia |
INB030045910 |
Calcutta |
|
2.
Baboolal Bhalotia |
INB030053119 |
Calcutta
|
|
3.
Ramotar Agarwalla |
INB030077516 |
Calcutta
|
|
4.
Bajranglal Mahabir Prasad |
INB030042717 |
Calcutta
|
|
5.
Vinay Kumar Kedia |
INB030324519 |
Calcutta
|
|
6.
Radha Kishan & Sons |
INB030076517 |
Calcutta
|
|
7.
Mahabir Prasad Lohia |
INB030512012 |
Calcutta
|
|
8.
Bimal Kumar
Seal |
INB030510611 |
Calcutta
|
|
9.
Bhawarlal Dhywala |
INB030044412 |
Calcutta
|
|
10.
Kunj Behari Kejriwal &
Co. |
INB030034010 |
Calcutta
|
|
11.
Daga &
Sons |
INB030057712 |
Calcutta
|
|
12.
A. Malik & Co. |
INB030060817 |
Calcutta
|
|
13.
V. S. Bengani & Co. |
INB030669916 |
Calcutta
|
|
14.
Venkatasubramaniam
S. |
INB210508214 |
Cochin
|
The aforesaid stock brokers were declared defaulters / expelled by their respective Stock Exchanges and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as stock broker with SEBI. The registration has been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002.
Mumbai
September 6, 2004
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