For full copy of order against K.UMA & CO., click here.

For full copy of order against YOGENDRA SHARMA, click here.

For full copy of order against YOGENDRA SHARMA,/MS, click here.

PRESS RELEASE - SEBI
June 27, 2003
PR No. 148/2003

CANCELLATION OF REGISTRATION OF BROKERS OF UPSE

The Securities and Exchange Board of India (SEBI) has cancelled the registrations of the following brokers with immediate effect:
 

S.N. Broker Reg. No. Stock Exchange
1.  M/s K. Uma & Co. INB100356610 UPSE
2.  M/s Yogendra Sharma INB100382516 UPSE

The registrations have been cancelled in terms of Sub-Regulation (5) of Regulation 16 of SEBI (Procedure for Holding Enquiry by the Enquiry Officer and Imposing Penalty) Regulation, 2002.

The said brokers were declared defaulters by the Stock Exchange and ceased to be members of the Exchange, thereby failed to fulfill the pre-requisite condition of registration as brokers with SEBI.